On April 26, 2022 a
Letter,Correspondence
was filed
involving a dispute between
Employees Retirement System For The City Of Providence, Derivatively As A Shareholder Of Credit Suisse Group Ag On Behalf Of Credit Suisse Group Ag,
and
Ana Paula Pessoa,
Andreas Gottschling,
Brian Chin,
Christian Gellerstad,
Credit Suisse Group Ag, Nominal Defendant,
David Miller,
Eric Varvel,
Iris Bohnet,
Joaquin J. Ribeiro,
John Tiner,
Kai S. Nargolwala,
Lara J. Warner,
Michael Klein,
Parshu Shah,
Radhika Venkatraman,
Richard Meddings,
Seraina Macia,
Severin Schwan,
Shan Li,
Thomas P. Gottstein,
Urs Rohner,
for Commercial - Other - Commercial Division
in the District Court of New York County.
Preview
SUPREME COURT OF THE STATE OF NEW YORK
COUNTY OF NEW YORK: COMMERCIAL DIVISION
EMPLOYEES RETIREMENT SYSTEM FOR THE
CITY OF PROVIDENCE, derivatively as a
shareholder of CREDIT SUISSE GROUP AG on Index No. 651657/2022
behalf of CREDIT SUISSE GROUP AG,
Plaintiff, Hon. Andrea Masley
v. Part 48
URS ROHNER, et al.,
Defendants,
- and -
CREDIT SUISSE GROUP AG,
Nominal Defendant.
[PROPOSED] ORDER TO SHOW CAUSE FOR UNOPPOSED ISSUANCE OF
LETTERS OF REQUEST FOR DISCOVERY PURSUANT TO HAGUE EVIDENCE
CONVENTION
Upon reading the Affirmation of Jeremy P. Robinson (the “Robinson Affirmation”),
Dated May 10, 2024, the exhibits annexed thereto, the accompanying Memorandum of Law, and
in consideration of the prior proceedings held herein and that Defendants do not oppose the
issuance of the requested letters of request, it is hereby:
ORDERED that Defendants1 show cause before this Court at Part 48 thereof, at the
Courthouse, located at 60 Centre Street, New York, New York on the __ day of ____, 2024 at __
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Defendants include Urs Rohner, Iris Bohnet, Christian Gellerstad, Andreas Gottschling,
Michael Klein, Shan Li, Seraina Macia, Richard Meddings, Kai S. Nargolwala, Ana Paula
Pessoa, Joaquin J. Ribeiro, Severin Schwan, John Tiner, Eric Varvel, Thomas P. Gottstein, Lara
J. Warner, Brian Chin, David Miller, Radhika Venkatraman, and nominal defendant Credit
_.m., or as soon thereafter as counsel can be heard, why an order should not be entered pursuant
to CPLR 3108, in accordance with Hague Convention of 18 March 1970 on the Taking of
Evidence Abroad in Civil or Commercial Matters (the “Hague Evidence Convention”):
a) That this Court shall sign and affix the seal of the Court on a copy of the Letters
of Request attached to the Robinson Affirmation as Exhibits 2-4, for the purpose
of taking the oral depositions of Defendants Urs Rohner, Thomas Gottstein, and
Christian Gellerstad;
b) That this Court shall sign and affix the seal of the Court on a copy of the Letter of
Request attached to the Robinson Affirmation as Exhibit 1, for the purpose of
obtaining the production of documents from UBS Group AG, which absorbed
nominal defendant Credit Suisse Group AG by way of a merger, announced in
March 2023 and completed on June 12, 2023;
c) Counsel for Plaintiff is authorized to obtain certified translations of the Letters of
Request and to transmit the signed and sealed Letters of Request and certified
translations to the Central Authority of the Requested State or other competent
judicial authority in Switzerland, to assist in such transmittal.
IT IS FURTHER ORDERED that service upon counsel for Defendants of a copy of this
Order, and the papers upon which it is based, by electronic means so as to be received on or
before May __, 2024, shall be deemed good and sufficient service; and
IT IS FURTHER ORDERED that Defendants’ answering papers, if any, shall be served
on Plaintiff’s counsel by electronic means so as to be received no later that 5 p.m. on May __,
2024.
Suisse Group AG, which was absorbed by UBS Group AG as further described below.
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Dated: ____________, 2024
ENTERED
_____________________________
Hon. Andrea Masley, J.S.C
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