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  • COMMISSION ON HUMAN RIGHTS AND OPPORTUNITIES v. THE TRAVELERS INDEMNITY COMPANY Et AlA69 - Appeals - Human Rights and Opportunities Commission document preview
  • COMMISSION ON HUMAN RIGHTS AND OPPORTUNITIES v. THE TRAVELERS INDEMNITY COMPANY Et AlA69 - Appeals - Human Rights and Opportunities Commission document preview
  • COMMISSION ON HUMAN RIGHTS AND OPPORTUNITIES v. THE TRAVELERS INDEMNITY COMPANY Et AlA69 - Appeals - Human Rights and Opportunities Commission document preview
  • COMMISSION ON HUMAN RIGHTS AND OPPORTUNITIES v. THE TRAVELERS INDEMNITY COMPANY Et AlA69 - Appeals - Human Rights and Opportunities Commission document preview
  • COMMISSION ON HUMAN RIGHTS AND OPPORTUNITIES v. THE TRAVELERS INDEMNITY COMPANY Et AlA69 - Appeals - Human Rights and Opportunities Commission document preview
  • COMMISSION ON HUMAN RIGHTS AND OPPORTUNITIES v. THE TRAVELERS INDEMNITY COMPANY Et AlA69 - Appeals - Human Rights and Opportunities Commission document preview
  • COMMISSION ON HUMAN RIGHTS AND OPPORTUNITIES v. THE TRAVELERS INDEMNITY COMPANY Et AlA69 - Appeals - Human Rights and Opportunities Commission document preview
  • COMMISSION ON HUMAN RIGHTS AND OPPORTUNITIES v. THE TRAVELERS INDEMNITY COMPANY Et AlA69 - Appeals - Human Rights and Opportunities Commission document preview
						
                                

Preview

DOCKET NO.: HHB-CV22-6074234-S SUPERIOR COURT COMMISSON ON HUMAN RIGHTS : AND OPPORTUNTIES : J. D. OF NEW BRITAIN Plaintiff : AT NEW BRITAIN : v. : : THE TRAVELERS INDEMINTY : COMPANY, ET AL. : FEBRUARY 13, 2023 Defendants : BRIEF OF TRAVELERS INDEMNITY COMPANY I. SUMMARY OF ARGUMENT This administrative appeal concerns the meritless attempt by serial litigant, Glenn Liou, and the CHRO to overturn the decision of CHRO’s own Hearing Referee, in which she reached the well-reasoned conclusion that use of the phrase “recent college graduate” in one Travelers job posting does not constitute age discrimination. As set forth more fully below, this administrative appeal must fail for several factual and legal reasons. As an initial matter, the Court has no subject matter jurisdiction over this matter because CHRO and Complainant Liou lack standing. Neither can prove a direct injury as Complainant Liou was a “recent college graduate” in his 50s and applied to the Travelers’ posting at issue, thus throwing a fatal wrench in his project to find yet another lawsuit. As for CHRO, it adduced no evidence during the public hearing that “individuals” have been discriminated against by virtue of the challenged advertisement. See Conn. Gen. Stat. § 46a-60(b)(6). At most, CHRO raises interests on behalf of others who may have not applied to the job because of the posting’s language, without any evidence that others did not, in fact, apply because of the job posting. This is precisely the type of remote, indirect, or derivative injury held to be insufficient to establish standing. See Lujan v. Defenders of Wild Life, 504 U.S. 555, 565-67 (1992). Putting aside the jurisdictional deficiencies, this case is moot. Without admitting any wrongdoing, Travelers agreed long ago to stop using the phrase “recent college graduates” in its Connecticut job postings. Accordingly, CHRO does not need the cease and desist order that it requested as the primary relief in the below proceedings. Finally, should the Court get to the merits of this appeal despite Travelers’ jurisdictional and mootness arguments, there is no basis to conclude that the Referee erred in finding that Travelers’ posting did not operate in such a way that it “discriminate[d] against individuals because of their . . . age.” See Conn. Gen. Stat. § 46a-60(b)(6); (R15-16.) The Referee correctly applied 1 the McDonnell Douglas framework as CHRO pleaded allegations consistent with a disparate treatment theory and pursuant to the requirements of Conn. Gen. Stat. § 46a-60(b)(6). In any event, the CHRO’s argument about the applicable framework is a red herring because the Referee did consider whether the inclusion of “recent college graduate” in a job posting is per se evidence of age discrimination. The Referee’s conclusions in this regard were not error; rather, they are supported by the weight of recent authority holding that “recent college graduate” is not synonymous with age and the CHRO’s own advertising practices and precedent. Notably, the CHRO engages in the very same advertising practices that it argues in this appeal are unlawful. If the Court were to look at the CHRO’s website, it would note that CHRO seeks “law student interns in its Legal Division and Executive Office” and has “limited openings for college and motivated high school students.” See Commission on Human Rights and Opportunities, Internship Opportunities, portal.ct.gov/CHRO/Volunteers/Notice/Internship- Opportunities (last accessed: Jan. 27, 2023) (emphasis added) (see also R34-36)1 (containing a similar posting from 2018-2019). These “internship opportunities” are subject to the same anti- discrimination laws at issue in this appeal, see Conn. Gen. Stat. § 31-40y(b)(2),2 and apparently, CHRO—“one of the oldest civil rights enforcement agencies in the United States”—sees no issue 1 Citations to the record are noted as R . 2 “No employer or agent of an employer shall: “Advertise any internship opportunity in a manner that would (A) restrict such internship to; or (B) discriminate against, individuals of a certain race, color, religious creed, age, sex, gender identity or expression, sexual orientation, marital status, national origin, ancestry, present or past history of mental disability, intellectual disability, learning disability or physical disability, including, but not limited to, blindness.” Unlike the statute at issue here, there is no “bona fide occupational qualification” exception to postings for internship opportunities. Compare Conn. Gen. Stat. § 31-40y(b)(2) with Conn. Gen. Stat. § 46a-60(b)(6). So, any argument that the CHRO may make that being in law school, college, or high school is a necessary qualification for the posted internship opportunities is without merit. Of course, Travelers does not agree that companies and the State cannot advertise internship opportunities to students but highlights CHRO’s own actions to underscore the fallacy of its claims in this appeal. 2 targeting “law student interns” “college” students and “motivated high school students” (who cannot be of any age)—for them. Id.3 For these reasons, as further discussed below, the Referee’s decision should be upheld, and this appeal should be dismissed. II. FACTUAL BACKGROUND Then an Arizona resident, Complainant Liou applied to Travelers in response to a job posting for an entry-level Information Systems position, which stated that Travelers was “[s]eeking upcoming and/or recent college graduates with one or less years of experience in this job area for the IT Early Career area.” (R38:6-14; R52:14-17, R622-26, R627-28.) The posting also stated that Travelers is an “equal opportunity employer.” (R628, R597:17-23.) Complainant Liou noted both the “recent college graduates” and “equal opportunity employer” language during his review of the posting, and he submitted his application for the position on or about November 3, 2015, when he was 55 years old. (R582:6-14, R593:17-R594:2, R595:2-8, R597:17-23; R622-26; R480.) Complainant Liou admits that, in 2015, at age 55, he was a full-time college student. (R599:11-19; R167.) Complainant Liou’s application to Travelers—which he submitted a mere ten days before starting employment with another company in Arizona—consisted primarily of a list of terse statements, including “Multitasking.” and “Good at computer….” (R609:10-16; R622-26). The lone reference to Complainant Liou’s education consisted of a two-word statement: “Bachelor degree,” and the application made no mention of Complainant Liou’s age, years of experience, 3 The Record contains other examples of the Department of Administrative Services, a State agency, posting positions with the following language: “If you anticipate completing a qualifying degree by December 2019 you are encouraged to apply.” (R40, R47.) 3 dates of previous employment, or graduation dates, from which Travelers could even possibly have inferred his age. (See R622-26.) Ultimately, Complainant Liou was not selected for the position. (See R482.) Complainant Liou has submitted many job applications over time and has filed many complaints of age discrimination associated with those job applications. (R597:24-R598:6.) He is, essentially, a career litigant. III. PROCEDURAL POSTURE Complainant Liou filed a complaint with the CHRO on or about January 19, 2016, alleging that Travelers’ failure to hire him for an IT Early Career position was age discrimination. The complaint was thereafter amended to add the CHRO, in its own name, as a prosecuting party pursuant to Conn. Agency Regs. § 46a-54-40(a)(2) and to seek relief under Conn. Gen. Stat. § 46a- 60(b)(6) for allegedly discriminatory advertising practices. The amended complaint filed by CHRO further expanded the scope of allegedly injured parties to unidentified and unnamed “persons.” (R506 ¶¶ 5-6, 9; R2.) Pursuant to the CHRO’s early legal intervention process, the case was transferred to the Office of Public Hearings on or about September 27, 2017. A public hearing was held on February 13, 2019. Prior to and at the public hearing, Complainant Liou and the CHRO made it clear that Complainant Liou had abandoned his failure to hire claim and that the sole remaining claim was for allegedly discriminatory employment advertising under Conn. Gen. Stat. § 46a-60(b)(6). (R2- 3.) On June 28, 2022, the Referee issued her decision in favor of Travelers, finding, in pertinent part: [T]here is a complete lack of evidence to support the charge of discriminatory practice in violation of § 46a-60(b)(6). The commission, as a complaining party in its own name, and the individual complainant Glenn Liou, have proved no set of 4 facts that would entitle them to relief under the direct or inferential allegations in the complaint. There is no evidence, let alone ample evidence, to support a finding that inclusion of ‘recent college graduates’ in the respondent’s job notice was intended to, and did, have the discriminatory effect of imposing an age restriction segregating or separating employees because of their age or expressing a preference for a younger class of applicants, erecting a barrier restricting and limiting job opportunities of applicants because of their age. (R15.) IV. STANDARD OF REVIEW “In challenging an administrative agency action, the plaintiff has the burden of proof . . .” Papic v. Burke, 113 Conn. App. 198, 219 (2009). Our Supreme Court clearly articulated the standard of review in an appeal of a decision rendered by one of the CHRO’s Referees in Board of Education of the City of Norwalk v. CHRO, 266 Conn. 492, 503-04 (2003). Therein, the Court stated that “review of an agency’s factual determination is constrained by General Statutes § 4- 183(j), which mandates that a court shall not substitute its judgment for that of the agency as to the weight of the evidence on questions of fact.” Id. Rather, “[t]he court shall affirm the decision of the agency unless the court finds that substantial rights of the person appealing have been prejudiced because the administrative findings, inferences, conclusions, or decisions are . . . clearly erroneous in view of the reliable, probative, and substantial evidence on the whole record.” Id. “This limited standard of review dictates that, with regard to questions of fact, it is neither the function of the trial court nor of this court to retry the case or to substitute its judgment for that of the administrative agency . . .” Id. “An agency’s factual determination must be sustained if it is reasonably supported by substantial evidence in the record taken as a whole . . . Substantial evidence exists if the administrative record affords a substantial basis of fact from which the fact in issue can be reasonably inferred . . .” Id. “This substantial evidence standard is highly deferential and permits less judicial scrutiny than a clearly erroneous or weight of the evidence standard of review . . . The burden is on the plaintiffs to demonstrate that the [agency’s] factual 5 conclusions were not supported by the weight of substantial evidence on the whole record . . .” Id. “[C]onclusions of law reached by the administrative agency must stand if the court determines that they resulted from a correct application of the law to the facts found and could reasonably and logically follow from such facts.” Id. The trial court’s “ultimate duty is to determine, in view of all the evidence, whether the agency, in issuing its order, acted unreasonably, arbitrarily, illegally or in abuse of its discretion.” Okeke v. Commissioner of Public Health, 304 Conn. 317, 324 (2012). The CHRO incorrectly argues that the de novo standard of review applies to its argument that the Referee improperly analyzed this case under the McDonnell Douglas framework. (CHRO Br. pp. 3-4.) The two cases cited by the CHRO in support of this argument that it is entitled to de novo review were not, as is the case here, administrative appeals pursuant to Conn. Gen. Stat. § 4-183(j). (See CHRO Br., pp. 3-4) (citing Smith v. Muellner, 283 Conn. 510, 536 (2007); Wallace v. Caring Sols., LLC, 213 Conn. App. 605, 627 (2022)). In City of Hartford Police Dept v. CHRO, which was an administrative appeal pursuant to Conn. Gen. Stat. § 4-183, the court considered whether the Referee erred in applying the mixed motive model when the case was tried as a pretext model. See City of Hartford, HHBCV156028513S, 2016 Conn. Super. LEXIS 1233, at *5 (Conn. Super. Ct. June 1, 2016). In analyzing this very similar question to the one presented in this administrative appeal, the court characterized its “ultimate duty” as determining whether the Referee acted “unreasonably, arbitrarily, illegally or in abuse of discretion”. See id. at *4-5 (citing Okeke v. Commissioner of Public Health, 304 Conn. 317, 324 (2012)). V. LAW AND ARGUMENT This administrative appeal should be dismissed because: (1) the Court lacks subject matter jurisdiction over this case as the CHRO and Complainant do not have standing; (2) the case is 6 moot because Travelers long ago agreed to stop using the language “recent college graduate” in its Connecticut job postings; (3) the Referee did not err in applying a disparate treatment theory of liability; and (4) even if the Referee erred in applying a disparate treatment theory of liability, the use of “recent college graduate” language under the circumstances presented here was not discrimination per se. A. The Court Lacks Subject Matter Jurisdiction Over This Case Because CHRO and Complainant Liou Have No Direct Injury, and Therefore, Lack Standing The CHRO and Complainant Liou must establish that, as a result of Travelers’ job posting, there was some direct injury for which the parties seek redress. Because they have not done so, the Court lacks subject matter jurisdiction over this case. It is well established that “[a] party must have standing to assert a claim in order for the court to have subject matter jurisdiction over the claim. . . . Standing is the legal right to set judicial machinery in motion.” Johnson v. Rell, 119 Conn. App. 730, 735-36 (2010) (citing Lewis v. Slack, 110 Conn. App. 641, 643-44 (2008), cert. denied, 289 Conn. 953 (2008)). “One cannot rightfully invoke the jurisdiction of the court unless he has, in an individual or representative capacity, some real interest in the cause of action, or a legal or equitable right, title or interest in the subject matter of the controversy. . . . Where a party is found to lack standing, the court is consequently without subject matter jurisdiction to determine the cause …” Id. This requirement “is no mere procedural technicality,” and this case highlights the need for a jurisdictional prerequisite, given Complainant Liou’s scattershot approach of filing multiple actions in multiple jurisdictions at the same time with nearly identical allegations. See id.; (R598:3-6.). “As the United States Supreme Court has explained, ‘[t]he power to declare the rights of individuals and to measure the authority of governments . . . is legitimate only in the last resort, and as a necessity in the determination of real, earnest and vital controversy” and is appropriately 7 “restricted to litigants who can show [an injury] resulting from the action which they seek to have the court adjudicate.” Id. (citing Valley Forge Christian College v. Americans United for Separation of Church & State, Inc., 454 U.S. 464, 471-473 (1982) (internal quotation marks omitted)). “An allegation of injury is both fundamental and essential to a demonstration of standing.” Id. at 737. Here, no justiciable injury is even alleged. Standing cannot be established where neither Complainant nor the CHRO has alleged, much less proven, any direct injury capable of redress. 1. Complainant Liou Lacks Standing Because the Posting Did Not Deter Him from Applying for Employment with Travelers and He Was Not Qualified for the Position at Issue. As to Complainant Liou, he cannot claim that he suffered an injury when he admits that the language “recent college graduates” in the job posting did not in fact prevent him from applying and when he admits having been a full-time college student just six months prior to the posting. A recent Second Circuit decision makes clear that “as a recent graduate himself,” Complainant Liou lacks standing to bring this allegedly discriminatory advertising claim. See Neary v. Gruenberg, 730 Fed. Appx. 7, 12 (2d Cir. 2018). In Neary v. Gruenberg, the plaintiff challenged an initiative that encouraged federal agencies to give preference in hiring to recent college graduates; the plaintiff had been denied employment after applying to the Federal Deposit Insurance Corporation. Id. at 9.4 The Second Circuit dismissed the plaintiff’s disparate impact claim, in part, because “as a recent graduate himself,” the plaintiff lacked standing to challenge the “recent graduation requirement.” Id. at 12 (“Accordingly, Neary lacks standing to challenge the implementation of the EO.”). Here, too, Complainant Liou lacks standing as he claims to be a part of the group to which Travelers’ posting referred and he, in fact, applied for the position. See 4 “[S]tanding under federal law often informs our discussion of standing under Connecticut law.” Burton v. Freedom of Info. Comm’n, 161 Conn. App. 654, 660 (2015). 8 also Moeller v. District of Columbia, 253 A.3d 165, 170 (D.D.C. July 1, 2021) (standing to sue over an advertisement that sought “recent law school graduate” was dependent upon a factual showing that the plaintiff had “a real, present interest” in the job posting and “was actually deterred from applying because of the ‘recent law school graduate’ language”). Further, Complainant Liou was not qualified for the position at issue. “[A] person who fails to satisfy lawful, nondiscriminatory requirements or qualifications for the benefit lacks standing to raise claims of discrimination in the denial of the benefit.” Wilson v. Glenwood Intermountain Props., 98 F.3d 590, 592 (10th Cir. 1996) (citing several cases supporting this proposition); Bradley v. T-Mobile US, Inc., No. 17-CV-07232-BLF, 2020 U.S. Dist. LEXIS 44102, at *30-33 (N.D. Cal. Mar. 13, 2020) (concluding that plaintiffs challenging Facebook advertising practices that allowed companies to restrict job applications based on age had to “show they were qualified for and interested in the particular jobs subject to Defendants’ allegedly discriminatory practices” to establish injury in fact). In other words, “[d]iscrimination cannot be the cause of injury to an applicant who could not have obtained the benefit even in the absence of the discrimination.” Wilson, 98 F.3d at 594. Here, Travelers’ posting sought “[B]asic knowledge of one or more of the following technical skills: Foundational IT Infrastructure Operating Systems, Software and basic knowledge of process discipline and IDLC methodology.” (R627.) Nothing in Complainant Liou’s application demonstrated that he met these legitimate non-discriminatory criteria. (See R622-26.) In fact, during the public hearing, Complainant questioned what IDLC is, and he abandoned his failure to hire claim. (R579:17-23; R3.) At best, Complainant’s claim of aged-based discrimination is “the product of a project to obtain a lawsuit” rather than a position at Travelers. See Moeller, 253 A.3d at 172 (directing the 9 district court to consider as part of its standing analysis whether the plaintiff, who had filed a number of similar age-discrimination lawsuits, actually had an interest in the position at issue and was truly deterred from applying because of allegedly discriminatory language on the posting) (citing Hailes v. Equitable Life Assurance Soc’y, 729 F.2d 1037, 1037 (5th Cir. 1984) (dismissing case because “Hailes’ claim of sex-based discrimination in employment of secretaries is, as the transcript shows, the product of a project to obtain a lawsuit—not a secretarial position.”). At the time Complainant Liou applied to Travelers for a Connecticut-based position, he was living in Arizona, was set to start an Arizona-based job in 10 days and had filed “many” other cases of age- based discrimination in connection with other job applications. (R597:24-R598:6, R609:10-16; R622-26.) So, in addition to the fact that Complainant Liou submitted his application and was part of the “recent college graduate” group, there is no applicable “restrict[ion]” of employment opportunities in this case because Complainant clearly had no genuine interest in being employed by Travelers. Rather, his interest was “obtain[ing] a lawsuit.” See Moeller, 253 A.3d at 170. 2. The CHRO Cannot Demonstrate Standing with Assertions That It Acts on Behalf of the General Public. As to the CHRO, its broadly stated position of acting generally on behalf of the public interest does not obviate the need to establish standing. See, e.g., Fair Hous. Council v. Main Line Times, 141 F.3d 439, 444 (3d Cir. 1998) (citing Lujan v. Defenders of Wild Life, 540 U.S. 555, 572-73 (1992) (“The fact that a housing organization is able to show that a particular advertisement violates the Act is not sufficient to satisfy the requirements of Article III; a violation of the Act does not automatically confer standing on any plaintiff, even one who holds the status of a private attorney general. An organization acting as a private attorney general is relieved only of prudential limitations on standing and may bring suit to enforce the rights of others only where the organization itself is able to demonstrate that it has suffered injury in fact.”) (emphasis added). 10 “The most impassioned public policy arguments cannot eliminate the case or controversy requirement from the Constitution. If anything, the appeal to public policy should highlight . . . the separation of powers rationale from which the case or controversy doctrine flows. Adjudicating actual controversies, not legislating social policy, is the province of the judiciary.” Id. The CHRO has failed to establish standing in this case as there is no demonstrated injury to the public merely because Travelers posted the job position in question (and where the CHRO’s claim is based on a complaint filed by a Complainant Liou who suffered no injury). CHRO’s general invocation of the public interest is no substitute for evidence of a demonstrated alleged injury to the public. Moreover, the statutory language itself demonstrates that CHRO has no standing here. Conn. Gen. Stat. § 46a-60(a)(6) uses the plural term “individuals,” whereas other portions of the statute use the singular form. For example, Conn. Gen. Stat. § 46a-60(a)(1) provides: “It shall be a discriminatory practice … [f]or an employer … to discriminate against such individual in compensation or in terms, conditions or privileges of employment because of the individual’s … age….” (emphasis added). Courts have held that when the legislature uses “both the singular and plural forms of a term in a statute,” as is the case within Conn. Gen. Stat. § 46a-60(a), such usage is likely intentional. State v. Brown, 310 Conn. 693, 704 (2013). The CHRO must, therefore, show that “individuals,” plural, have been discriminated against by virtue of the challenged advertisement to demonstrate its standing to bring this claim. The CHRO recognized this requirement in its own Amended Complaint, in which it alleged that “[t]he actions of the Respondent described in this complaint adversely affect the legal rights of persons other than and in addition to Glenn Liou.” (R507 ¶ 7; see also R507 ¶ 9) (“The actions of the Respondent described in this complaint constitute discrimination against individuals on the basis of age in 11 violation of Conn. Gen. Stat. § 46a-58(a), based on a deprivation of rights under the Age Discrimination in Employment Act (ADEA), 29 U.S.C. §§ 621-634, and Conn. Gen. Stat. § 46a- 60(a)(6).”) (emphasis supplied). The CHRO has failed to prove its allegations. At best, the CHRO has raised symbolic interests on behalf of others who may have not applied to the job because of the posting’s language (again, without any evidence that others did not, in fact, apply because of the job posting).5 These facts are precisely the type of remote, indirect, or derivative injuries held to be insufficient to establish standing. See, e.g., Wilson, 98 F.3d at 596 (“[I]f the stigmatic effect of a discriminatory advertisement were a sufficient injury, members of the discriminated-against group who read a discriminatory advertisement in the New York Times for example would have standing regardless of whether they lived in New York City or on the West Coast, whether they had any interest in living in the advertised housing, and whether they met legitimate, nondiscriminatory qualifications for the housing. Persons who merely see a discriminatory advertisement are concerned bystanders who are not personally subjected to discrimination.”); Chapman v. Pier 1 Imports (U.S.) Inc., 631 F.3d 939, 955 (9th Cir. 2011) (no standing in public accommodations case where a disabled plaintiff’s complaint amounted only to a “wholesale audit of the defendant’s premises” as it did not contain any allegations of the plaintiff’s personal encounters with the claimed barriers on the defendant’s premises); Citizens Council on Human Relations v. Buffalo Yacht Club, 438 F. Supp. 316, 320 (W.D.N.Y. Oct. 7, 1977) (no standing where the plaintiffs, including an organization, who complained about the 5 In response to the Referee’s questions during the public hearing, CHRO articulated its injury as merely its “institutional interest in eliminating discrimination.” (R558:5-19.) This is of course such a broad and generalized statement of injury that it would constitute an end-run around the entire requirement of injury that underlies the concept of a justiciable controversy. See, e.g., Trieber v. Aspen Dental Mgmt, Inc., 94 F. Supp. 3d 352, 363 (N.D.N.Y. 2015), aff’d, 635 F. App’x 1 (2d Cir. 2016) (simply alleging that “these are inevitable consequences of [defendant’s] business model” is the type of injury that is “too abstract” to establish a justiciable controversy). 12 discriminatory practices of a yacht club never actually attempted to join the club and holding that “[a] mere passing interest in a problem without the necessary factual allegations of concrete, particularized injury does not establish standing”). CHRO relies primarily on Evening Sentinel, 168 Conn. 26 (1975) for its argument that “evidence of a specific discriminatory injury to an individual as a result of the advertisement” is not required. (CHRO Br., p. 9.)6 First, as stated above, the statute at issue requires CHRO to demonstrate that “individuals” have been harmed, so on this basis alone, CHRO’s argument misstates the law. But second, there is nothing in Evening Sentinel that definitively indicates the Court ever considered the subject matter jurisdiction arguments raised herein. “The fact that a suit was allowed to go forward against” an entity where a legal issue “was uncontested” is indicative of nothing. See Holt v. Town of Stonington, Civil Action No. 3:09-cv-2069 (JCH), 2011 U.S. Dist. LEXIS 133138, at *11-12 (D. Conn. Nov. 17, 2011).7 Because neither Complainant Liou nor the CHRO has standing to pursue this claim, the Court has no subject matter jurisdiction over this appeal, and it must be dismissed. B. This Case Is Moot Because Travelers Has Already Implemented the Relief Requested. As represented by Travelers’ counsel at the public hearing, Travelers long ago agreed to stop the complained-of practice. For that reason, Travelers has been unable to understand for years why this case has been pursued. Because Travelers has already implemented the primary relief requested by CHRO, this case is moot and should be dismissed, even aside from the fact that no violation of CFEPA has been established. 6 Presumably, CHRO would not agree that the undersigned—who is not a “law student” “college” student or “motivated high school student”— has a claim against the State merely because she saw the advertisement for internship opportunities on the CHRO’s website. 7 If anything, there was some focus in Evening Sentinel on whether an injury had been established as the Court stated “[t]he restrictive effects of such advertising are amply demonstrated in the defendant’s appendix . . .” 168 Conn. at 35 (emphasis added). 13 “The law recognizes that the actions of parties themselves, by settling their differences, can cause a case to become moot.” Waterbury Hosp. v. Conn. Health Care Assocs., 186 Conn. 247, 251 (1982) (citing Heitmuller v. Stokes, 256 U.S. 359, 362-63 (1921); Nader v. Altermatt, 166 Conn. 43, 56 (1974)). “A case becomes moot when due to intervening circumstances a controversy between the parties no longer exists.” Id. at 252 (internal citations and quotations omitted). A court will not proceed “‘to a determination when its judgment would be wholly ineffectual for want of a subject matter on which it could operate.’” Id. (quoting Brownlow v. Schwartz, 261 U.S. 216, 217-18 (1923)). “Courts will not knowingly determine moot questions, however much both parties desire such determination.” Id. (internal citations and quotations omitted.) Here, the case became moot when CHRO made clear, in its post-hearing brief filed in the below proceeding, that the primary relief it is requesting is that which Travelers has already implemented. More specifically, CHRO requests that Travelers be ordered to “cease and desist from publishing, or causing to be published, job postings with language indicating a preference directed to upcoming recent college graduates.” (R135-36.) Travelers has already done so. As counsel for Travelers stated on the record during the hearing, Travelers has been willing to not use “recent college graduates” language in its Connecticut job postings. (R550 6:5-9; R554:13-19.) (“So we frankly, for a couple of years, have not understood what this case is all about given that Travelers has been willing to and has agreed not to use the subject language anymore and that’s all that was at issue in Evening Sentinel.”). “If a defendant voluntarily ceases the behavior that is complained of, the case can be rendered moot ‘if subsequent events [make] it absolutely clear that the allegedly wrongful behavior could not reasonably be expected to recur.’” Ovadal v. City of Madison, 469 F.3d 625, 628 (7th Cir. 2006) (quoting Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc., 528 U.S. 167, 189 (2000)). 14 In response to this argument, in the below proceedings, CHRO identified two documents that it contends contradict Travelers’ representation. One is a Twitter post from December 2017 (well before the public hearing in this case) that asks “are you a college student or recent grad ….” and, if so, please come to a career fair. (R65.) The other is an Indeed.com posting from March 2019 for an Accounting Analyst position at Travelers, specifying that the “Minimum Qualifications” are an “Associates Degree or 2 years related work experience required” and, in the “Education, Work, Experience & Knowledge” category, that a “BA/BS in Accounting or Finance or equivalent work experience preferred.” (R67-69) (emphases added.) Additionally, the Indeed.com posting states the company is looking for “Recent college graduate or up to a maximum of three years of accounting or finance experience. (R67) (emphasis added). The posting further states “Travelers is an equal opportunity employer.” (R68.) It is evident from the face of these documents that neither the 2017 tweet nor the 2019 posting requires that applicants be recent college graduates, nor do they even state a preference for recent college graduates. In fact, the Indeed.com posting expressly states that work experience is a suitable alternative to a college degree. The position is nonetheless entry-level, designed for those with up to three years of accounting or finance experience. All that the tweet does is to invite current or recent college students to a career fair. Even Hodgson v. Approved Personnel Service, Inc., 529 F.2d 760, 766 (4th Cir. 1975)—a case heavily relied on by CHRO—approved of using such language “when simply appealing generally to all such persons to avail themselves of defendant’s services.” See id. (“An extremely large number of graduates from various institutions enter the job market each year. They are usually inexperienced in job hunting. Defendant did not violate the Act by offering these people its services in finding employment.”). CHRO has not identified any other Travelers’ 15 job postings using the phrase “recent college graduates”, and four years have passed since this case was heard by the Referee. To the extent CHRO also requests an order requiring Travelers to enact new policies regarding recruitment and to provide training regarding the “statutory prohibitions on discrimination in employment-related advertising, recruiting, and hiring,” such forms of relief were not within the scope of the Referee’s jurisdiction because they are not even arguably required to make CHRO whole, even if a violation were found. (R136.) First, as noted above, Travelers agreed to stop the complained of practice. Accordingly, there is no plausible factual predicate for an order regarding new policies or training to remedy or redress an ongoing, persistent, or widespread problem. Moreover, the one case cited by CHRO in support of its exceptionally broad request for policy and training relief stands in remarkably stark contrast with this case. In Cosme v. Sunrise Estates, 2007 WL 2619062 (OPH) (R136, R101-13), the Referee found for complainant after a public hearing for which the respondent did not appear; the respondent also had been sanctioned for failing to comply with a discovery order and failed to file a post-hearing brief. After the hearing, the Referee found discrimination on the basis of mental disability (major depression, PTSD), noting complainant could not read or write, and citing examples of egregious conduct such as complainant’s supervisor calling him “retarded,” “crazy,” and “slow,” and throwing garbage on the ground for complainant to pick up. The Referee further found the respondent had required complainant to work a schedule that caused him to miss therapy appointments and other important medical treatments. The Referee noted that the respondent had no anti-discrimination policies whatsoever, nor any procedure for an employee to make complaints. It was truly an egregious case. (See id.) 16 By contrast, here, the public hearing revealed no evidence whatsoever that would support the need for Travelers to be ordered to revise its anti-discrimination policies or to provide specific recruiting-related training to comply with CFEPA going forward. In fact, the hearing evidence was just the opposite: it established that Travelers had voluntarily determined years ago that it would not use the challenged language in its job postings. In any event, Travelers is mandated by law to post in its workplace the poster published by the CHRO entitled “Discrimination is Illegal,” and the poster published by the Equal Employment Opportunity Commission entitled “EEO is the Law.” These posters make clear that the law prohibits discrimination in “recruiting, hiring, referring . . . advertising,” etc. (See R98-100.) Additionally, Complainant Liou acknowledged during the hearing that he knew Travelers was an equal opportunity employer, based on the language of its job posting. (R597:14-23; R627-28.) As for training, Travelers is already required by law to present anti-harassment training to all employees. Travelers reserved its right in the proceedings below to supplement the record further on its training offerings, but the Referee never reached this argument because she found that Travelers had not engaged in a discriminatory practice. (See R78.) Because Travelers has already implemented the primary relief requested by CHRO, this case is moot and should be dismissed, even aside from the fact that no violation of CFEPA has been established. C. The Referee Did Not Err in Applying a Disparate Treatment Theory of Liability Because CHRO Alleged Disparate Treatment in Its Amended Complaint. The CHRO argues that the Referee erred because she applied the disparate treatment theory of liability, using the McDonnell Douglas framework, rather than CHRO’s preferred per se theory of discrimination. (CHRO’s Br., pp. 11-16.) The CHRO’s argument ignores its own pleading in this case, which “frame[s] the issues to be decided by the hearing tribunal.” See West Hartford v. 17 CHRO, 176 Conn. 291, 297 (1978) (“This court has repeatedly held that it is the charges contained in the complaints filed pursuant to the Fair Employment Practices Act that . . . ‘frame the issues to be decided by the hearing tribunal.’”) (quoting Groton v. CHRO, 169 Conn. 89, 99 (1975) and citing Veeder-Root Co. v. CHRO, 165 Conn. 318, 329 (1973); Schaller v. Roadside Inn, Inc., 154 Conn. 61 (1966); Buol Machine Co. v. Buckens, 146 Conn. 639 (1959)). The CHRO further ignores the plain language of Conn. Gen. Stat. § 46a-60(b)(6). 1. The CHRO’s Pleading Framed this Case As One of Disparate Treatment, and Accordingly, CHRO Had Notice of the Requisite Standard of Liability. As our Supreme Court stated in White v. Mazda Motor of America Inc., 313 Conn. 610, 621 (2014), “[t]he pleadings determine which facts are relevant and frame the issues for summary judgment proceedings or for trial.” “The principle that a plaintiff may rely only [on] what he has alleged is basic. . . . It is fundamental in our law that the right of a plaintiff to recover is limited to the allegations [in] his complaint.” Id. (internal citations and quotations omitted). “A complaint must fairly put the defendant on notice of the claims . . . against him. . . . The purpose of the complaint is to limit the issues to be decided at the trial of a case and is calculated to prevent surprise. . . . Only those issues raised by the [plaintiff] in the latest complaint can be tried before the jury.” Id. at 621, 628 (internal citations and quotations omitted) (concluding that the plaintiff could not rely on an alternative theory of liability because it was not pleaded in the complaint) (internal citations and quotations omitted). In White, the court considered whether the plaintiff preserved for appellate review a claim under the malfunction theory of products liability, which allows a party to rely on circumstantial evidence rather than direct proof of a specific manufacturing or design defect. See id. at 612, 622. The Court concluded that the plaintiff had not preserved his alternate theory of liability because “our rules of practice required him to either raise it in his complaint or to obtain consent or leave 18 to raise it in a further amended complaint,” and “[t]he plaintiff did neither.” Id. at 628. Here, too, as the Referee properly concluded, CHRO raised a disparate treatment theory of liability in its Amended Complaint. The Amended Complaint alleges as follows: 6. Upon information and belief, the advertisements published by the Respondent were written in such a manner as to have the purpose or effect of indicating a preference or specification so as to discriminate against individuals on the basis of age. 7. The actions of the Respondent described in this complaint adversely affect the legal rights of persons other than and in addition to Glenn Liou. 8. The actions of the Respondent described in this complaint constitute discrimination against individuals on the basis of age in violation of Conn. Gen. Stat. § 46a-58(a),8 based on a deprivation of rights under the Age Discrimination in Employment Act (ADEA), 29 U.S.C. §§ 621-634, and Conn. Gen. Stat. § 46a-60(a)(6). (R506.) “Purpose” means “an objective, goal, or end.” Black’s Law Dictionary (11th ed. 2019.) “Effect” means “something produced by an agent of cause; a result, outcome or consequence.” (Id.) Accordingly, the CHRO alleged in its pleadings that when Travelers published the job posting at issue it had the “objective” or “goal” of achieving a discriminatory “outcome.” See id. Those allegations plainly incorporate a disparate treatment theory, and accordingly CHRO cannot credibly assert that it did not have notice of the requisite standard of liability. 2. The Plain Language of Conn. Gen. Stat. § 46a-60(b)(6) Requires Intent to Discriminate. Putting CHRO’s own pleading aside, at the very least, CHRO knew prior to the hearing that Travelers intended to argue that proof of intentional age discrimination is required under § 46a-60(b)(6) and that the Referee was willing to entertain that argument. Travelers filed a pre- hearing brief, which incorporated its argument that the “because of” language in the statute 8 It is unclear why CHRO cited this statute in its Amended Complaint as it is not one which prohibits age discrimination: “It shall be a discriminatory practice in violation of this section for any person to subject, or cause to be subjected, any other person to the deprivation of any rights, privileges or immunities, secured or protected by the Constitution or laws of this state or of the United States, on account of religion, national origin, alienage, color, race, sex, gender identity or expression, sexual orientation, blindness, mental disability, physical disability, status as a veteran or status as a victim of domestic violence.” 19 requires proof of intentional age discrimination and that this case should be analyzed under the McDonnell Douglas framework. (R194-95.) The Referee heard argument on Travelers’ pre- hearing brief but reserved her decision until the conclusion of evidence. That CHRO then decided to present evidence in accordance with a “per se” theory of liability does not render it prejudiced. No one forced CHRO to take that route. No one limited CHRO’s presentation of evidence. Notably, CHRO makes no mention in its brief about what it would have done differently during the hearing, or the case, had it definitively known that the Referee was going to apply the McDonnell Douglas framework. The use of the phrases “because of” and “to discriminate against” demand a “finding of intent to discriminate” consistent with the Connecticut Supreme Court’s holding in West Hartford v. CHRO, 176 Conn. 291, 294, 298 (1978). In that case, which was decided after Evening Sentinel, the Court considered whether a town’s decision to hire only women to staff a communications center including through “‘Female Help Wanted’ columns” violated the CFEPA. See id. at 298. In its analysis, the Court focused on whether there existed “substantial evidence to support a finding of intent to discriminate” as the relevant portion of the statute stated: “It shall be an unfair employment practice… [f]or an employer … because of the sex … of any individual … to discriminate against him in compensation or in terms, conditions or privileges of employment.” See id. at 294-98 (citing C.G.S. § 31-126.) The Referee reached the same conclusion, finding that “[t]he statutory provision of the CFEPA at issue here . . . includes the elements ‘because of’ and ‘to discriminate against’, signifying that in order to prevail, the complainants must present sufficient evidence in this case to support a ‘finding of intent to discriminate.’” (R7.) The Referee’s interpretation of Conn. Gen. Stat. § 46a-60(b)(6) is entitled to deference. See Starr v. Commissioner of Environmental 20 Protection, 226 Conn. 358, 372 (1993) (“[I]it is a well established practice of [the] court to accord great deference to the construction given [a] statute by the agency charges with its enforcement.”). Nothing in Evening Sentinel supports a contrary holding. Evening Sentinel concerned whether a newspaper could be held liable for aiding and abetting discrimination by expressly segregating help-wanted advertisements by sex – literally listing some jobs available to women only and some jobs available to men only. 168 Conn. at 28, 31. The decision largely concerned the contours of aiding and abetting liability in the context of a publisher (the newspaper) of third- parties’ (the employers’) job postings. The Court rejected the newspaper’s argument that its good faith was a complete defense, holding that “specific intent” (meaning, per the prior paragraphs, criminal intent or “knowledge of the illegal purpose and intent”) was not required. “Specific intent” is a term typically used in the criminal law context. See, e.g., State v. Pond, 315 Conn. 451, 453 (2015) (discussing specific intent in the context of conspiracy); State v. Bitting, 162 Conn. 1, 3, 5– 6 (1971) (determining whether “specific intent is a necessary element of the crime of assault”). The Court in Evening Sentinel never held that “intent” was not required to make out the claim of discrimination, nor could it so hold consistent with the statutory language of Conn. Gen. Stat. § 46a-60(b)(6), which prohibits advertising “in such a manner as to restrict such employment so as to discriminate against individuals because of their … sex.” The “so as to discriminate” phrase clearly requires intent, or else it would be superfluous. Notably, CHRO does not challenge the Referee’s decision that it failed to prove disparate treatment or intentional discrimination against Complainant Liou or unidentified “others”, rather, CHRO’s appeal is premised on the convenient notion that it did not have to. But as argued above, that argument stands in direct contrast with CHRO’s own pleading and the plain language of Conn. Gen. Stat. § 46a-60(b)(6). Accordingly, this Court should uphold the Referee’s conclusion that 21 “[n]either the complainant Glenn Liou, nor the commission, has presented any evidence, whether direct, circumstantial, or statistical, to support a finding that the subject job posting contained an age restriction; that the complainant Liou and others were qualified for the position; th[at] complainant Liou and others were adversely affected by the inclusion of recent college graduate language in the advertisement; or that age actually played a motivating role in the respondent’s deliberative process.” (R9.) D. The CHRO’s Argument About the Applicable Framework is a Red Herring Because the Referee Did Consider Whether the Inclusion of “Recent College Graduate” is Direct or “Per Se” Evidence of Age Discrimination. The Referee’s Holding In This Regard Should be Upheld. The CHRO’s appeal should be dismissed for the additional reason that nothing about the application of the disparate treatment framework precluded the Referee from considering whether the phrase “recent college graduate”, standing alone, is enough to prove age discrimination, and the Referee did, in fact, consider whether that is the case. The Referee’s conclusion that use of “recent college graduate” is not per se age discrimination should be upheld because unlike the “help wanted men” and “help wanted female” advertisements at issue in Evening Sentinel, “recent college graduate” is not synonymous with any protected characteristic. As the Referee noted in her decision, C