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  • Donna Chittenden, Wayne Spence, As The President Of The New York State Public Employees Federation, Afl-Cio v. The State University Of New York, John B. King, Jr., As Chancellor Of The State University Of New York, The Board Of Trustees Of The State University Of New York, Dr. Merryl H. Tisch, As Chair Of The Board Of Trustees Of The State University Of New York, State University Of New York Upstate Medical University, Mantosh Dewan, As President Of State University Of New York Upstate Medical UniversitySpecial Proceedings - CPLR Article 75 document preview
  • Donna Chittenden, Wayne Spence, As The President Of The New York State Public Employees Federation, Afl-Cio v. The State University Of New York, John B. King, Jr., As Chancellor Of The State University Of New York, The Board Of Trustees Of The State University Of New York, Dr. Merryl H. Tisch, As Chair Of The Board Of Trustees Of The State University Of New York, State University Of New York Upstate Medical University, Mantosh Dewan, As President Of State University Of New York Upstate Medical UniversitySpecial Proceedings - CPLR Article 75 document preview
  • Donna Chittenden, Wayne Spence, As The President Of The New York State Public Employees Federation, Afl-Cio v. The State University Of New York, John B. King, Jr., As Chancellor Of The State University Of New York, The Board Of Trustees Of The State University Of New York, Dr. Merryl H. Tisch, As Chair Of The Board Of Trustees Of The State University Of New York, State University Of New York Upstate Medical University, Mantosh Dewan, As President Of State University Of New York Upstate Medical UniversitySpecial Proceedings - CPLR Article 75 document preview
  • Donna Chittenden, Wayne Spence, As The President Of The New York State Public Employees Federation, Afl-Cio v. The State University Of New York, John B. King, Jr., As Chancellor Of The State University Of New York, The Board Of Trustees Of The State University Of New York, Dr. Merryl H. Tisch, As Chair Of The Board Of Trustees Of The State University Of New York, State University Of New York Upstate Medical University, Mantosh Dewan, As President Of State University Of New York Upstate Medical UniversitySpecial Proceedings - CPLR Article 75 document preview
  • Donna Chittenden, Wayne Spence, As The President Of The New York State Public Employees Federation, Afl-Cio v. The State University Of New York, John B. King, Jr., As Chancellor Of The State University Of New York, The Board Of Trustees Of The State University Of New York, Dr. Merryl H. Tisch, As Chair Of The Board Of Trustees Of The State University Of New York, State University Of New York Upstate Medical University, Mantosh Dewan, As President Of State University Of New York Upstate Medical UniversitySpecial Proceedings - CPLR Article 75 document preview
  • Donna Chittenden, Wayne Spence, As The President Of The New York State Public Employees Federation, Afl-Cio v. The State University Of New York, John B. King, Jr., As Chancellor Of The State University Of New York, The Board Of Trustees Of The State University Of New York, Dr. Merryl H. Tisch, As Chair Of The Board Of Trustees Of The State University Of New York, State University Of New York Upstate Medical University, Mantosh Dewan, As President Of State University Of New York Upstate Medical UniversitySpecial Proceedings - CPLR Article 75 document preview
  • Donna Chittenden, Wayne Spence, As The President Of The New York State Public Employees Federation, Afl-Cio v. The State University Of New York, John B. King, Jr., As Chancellor Of The State University Of New York, The Board Of Trustees Of The State University Of New York, Dr. Merryl H. Tisch, As Chair Of The Board Of Trustees Of The State University Of New York, State University Of New York Upstate Medical University, Mantosh Dewan, As President Of State University Of New York Upstate Medical UniversitySpecial Proceedings - CPLR Article 75 document preview
  • Donna Chittenden, Wayne Spence, As The President Of The New York State Public Employees Federation, Afl-Cio v. The State University Of New York, John B. King, Jr., As Chancellor Of The State University Of New York, The Board Of Trustees Of The State University Of New York, Dr. Merryl H. Tisch, As Chair Of The Board Of Trustees Of The State University Of New York, State University Of New York Upstate Medical University, Mantosh Dewan, As President Of State University Of New York Upstate Medical UniversitySpecial Proceedings - CPLR Article 75 document preview
						
                                

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--. FILED: --..... ONONDAGA ---... COUNTY - ,..--.-. CLERK --, ---- 11/07/2023 .., -- 04:00 ..... --, PM INDEX NO. 002431/2023 NYSCEF DOC. NO. NYSCEF DOC. NO. 180 33 RECEIVED RECEIVED NYSCEF: 12/10/2021 NYSCEF: 11/07/2023 SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF ALBANY GREGORY SERAFIN, on behalf of himself and on behalf of all others similarly situated; AZIMA RASIWALA, D.O., on behalf of herself and on behalf of all others similarly situated; KATHLEEN MCGOWAN, on behalf of NOTICE OF ENTRY herself and on behalf of all others similarly situated; DEBORAH CONRAD, on behalf of Index No. 908296-21 herself and on behalf of all others similarly situated; RENEE ROGERS, on behalf of herself and on behalf of all others similarly situated; and DAVID DIPIETRO, MEMBER OF THE ASSEMBLY FOR NEW YORK'S 147TH ASSEMBLY DISTRICT, on his own behalf in his official capacity and on behalf of all similarly situated members of the New York State Legislature, Petitioners/Plaintiffs, For a Judgment Pursuant to Article 78 of the CPLR and the New York State Constitution, Art. I, § 6 -against- NEW YORK STATE DEPARTMENT OF HEALTH; NEW YORK STATE PUBLIC HEALTH AND HEALTH PLANNING COUNCIL; HOWARD ZUCKER, NEW YORK STATE COMMISSIONER OF HEALTH, Respondents/Defendants. PLEASE TAKE NOTICE that annexed hereto is a true and correct copy of the Decision, Order and Judgment in this action, dated December 9, 2021 and duly entered in the Office of the County Clerk of Albany County on December 10, 2021. Dated: Albany, New York December 10, 2021 LETITIA JAMES Attorney General of the State of New York FILED: --_.- ..___-. ONONDAGA ----- CLERK ---...- COUNTY __,--,...- - __ 04:00 11/07/2023 . - - ....., PM INDEX NO. 002431/2023 NYSCEF NYSCEF DOC. DOC. NO. NO. 180 33 RECEIVED RECEIVED NYSCEF: 12/10/2021 NYSCEF: 11/07/2023 Attorney for Respondents The Capitol Albany, New York 12224-0341 By: Isl TeiY w. Stash Keith J. Starlin Assistant Attorney General, of Counsel Telephone (518) 776-2622 Fax: (518) 915-7740 (Not for service of papers) TO: Todd James Aldinger, Esq. (via NYSCEF) Attorney for Petitioners 441 Potomac Avenue Lower Buffalo, New York 14213 (716) 907-4076 toddaldinger(dlgmail.com 2 FILED: ONONDAGA COUNTY CLERK 11/07/2023 04:00 PM INDEX NO. 002431/2023 NYSCEF NYSCEF DOC. DOC. NO. NO. 180 33 RECEIVED RECEIVED NYSCEF: 12/E9/2021 NYSCEF: 11/07/2023 STATE OF NEW YORK SUPREME COURT COUNTY OF ALBANY GREGORY SERAFIN, on behalf of himself and on behalf of all others similarly situated; AZIMA RASIWALA, D.O., on behalf of herself and on behalf of all others similarly situated; KATHLEEN MCGOWAN, on behalf of herself and on behalf of all others similarly situated; DEBORAH CONRAD, on behalf of herself and on behalf of all others similarly situated; RENEE ROGERS, on behalf of herself and on behalf of all others similarly situated; and DAVID DIPIETRO, MEMBER OF THE ASSEMBLY FOR NEW 147" YORK'S ASSEMBLY DISTRICT, on his own behalf in his official capacity and on behalf of similarly situated members of the New York . State Legislature, Petitioners/Plaintiffs, DECISION, ORDER and JUDGMENT Index No. 908296-21 - For Judgment Pursuant to Article 78 of the CPLR . RJI No. 01-21-ST1949 And the New York State Constitution, Art. I, § 6 -against- NEW YORK STATE DEPARTMENT OF HEALTH; NEW YORK STATE PUBLIC HEALTH AND HEALTH PLANNING COUNCIL; HOWARD ZUCKER, NEW YORK STATE COMMISSIONER OF HEALTH, Respondents/Defendants. (Supreme Court, Albany County Article 78 Term) Appearances: TODD J. ALDINGER, ESQ. Attorney for Petitioners/Plaintiffs ("Petitioners") 441 Potomac Avenue Lower Buffalo, New York 14213 - ---- FILED: . .-.... ONONDAGA ----- CLERK ---.... COUNTY --, - -, - --- 11/07/2023 -- . - - 04:00 -., PM INDEX NO. 002431/2023 NYSCEF NYSCEF DOC. NO. 180 DOC. NO. 33 RECEIVED RECEIVED NYSCEF: NYSCEF: 12/B¸/2021 11/07/2023 LETITIA JAMES Attorney General of the State of New York Attorney for Respondents/Defendants ("Respondents") (Keith J. Starlin and Jonathan Reiner, Esqs., A.A.Gs., of counsel) The Capitol Albany, New York 12224 Roger D. McDonough, J.: This proceeding is hybrid in nature, seeking relief under Article 78 and/or declaratory relief. In their petition and complaint ("petition"), petitioners seek, inter alia, an Order and Judgment: (1) declaring that 10 NYCRR § 2.61 ("§ 2.61") is void and a legal nullity not authorized by statute; (2) declaring that § 2.61 is unconstitutional because it violates the separation of powers inherent in the State Constitution; (3) declaring that § 2.61 violates petitioners' petitioners' substantive due process rights; and (4) declaring that § 2.61 violates procedural due process rights. Respondents have moved for partial dismissal and served their answer. In their answer they seek complete dismissal of the petition and the relief requested therein. Petitioners have cross-moved for leave to file an amended petition and complaint Petitioners' ("amended petition"). cross-motion papers included the proposed amended petition. Respondents oppose the cross-motion and again stress that they are entitled to outright dismissal of the proceeding. Procedural Background Petitioners, via Order to Show Cause, sought a temporary restraining order ("TRO") restraining respondents from applying or enforcing the vaccination requirement in § 2.61 and staying the effective dates of the requirements. This Court (Justice Ryba) partially denied the TRO request, but did restrain respondents from enforcing any requirement preventing the covered entities from considering or granting an application for a religious exemption from § 2.61's vaccination mandate. This Court heard oral argument as to the preliminary injunction on September 30, 2021. Thereafter, the Court denied the request for preliminary injunctive relief and lifted Judge Ryba's TRO. There is no record of petitioners appealing this Court's decision. 2 - ---- FILED: . ONONDAGA ---..--.. - ----- CLERK -,.,-.... COUNTY --, 11/07/2023 -.,, -,, -- -- 04:00 . ... -, PM INDEX NO. 002431/2023 NYSCEF NYSCEF DOC. DOC. NO. NO. 189 33 RECEIVED RECEIVED NYSCEF: 12/09/2021 NYSCEF: 11/07/2023 Background/Party Submissions Petitioner Serafin is a registered nurse employed by the Erie County Medical Center. Petitioner Rasiwala, D.O., is an emergency room physician who works as an independent contractor at Sisters of Charity Hospital. Petitioner McGowan is a physician practice coordinator employed by the Erie County Medical Center. Petitioner Rogers is a Licensed Nursing Home Administrator employed by Absolut Care nursing home. Petitioner DiPietro is a Member of the 1476 Assembly for New York's Assembly District. Respondent New York State Department of Health ("NYSDOH") is a state agency responsible for, inter alia, public health. Respondent New York State Public Health and Health Planning Council ("Council") is an entity within NYSDOH that is tasked with advising respondent Commissioner on issues related to the preservation and improvement of public health. The Council's functions also include the approval of regulations related to health codes. Respondents adopted § 2.61 in late August of 2021. As an emergency rule, § 2.61 went days.1 entities" into effect immediately and is effective for 90 § 2.61 applies to "covered including the hospitals and nursing homes whe e the petitioners work. The rule required certain personnel to be fully vaccinated against COVID-19. § 2.61 further required that the first dose be received by September 27, 2021 for general hospitals and nursing homes, and by October 7, 2021 for all other covered entities. The rule was promulgated under § 202.6 of the New York State Administrative Procedure Act ("SAPA"). Said section constitutes the emergency rule procedures for SAPA. The notice accompanying the rule cites the following statutes as authority: Public Health Law §§ 225(5), 2800, 2803(2), 3612 and 4010(4), and Social Services Law §§ 461 and 461-e. Several of the petitioners have submitted affidavits in support of the petition. Petitioner Serafin states that he worked in the COVID ICU during the pandemic and tested positive for COVID-19. He notes that after quarantine he returned to working with COVID-19 positive patients, but has not had COVID-19 again. Petitioner Serafin believes that this is due to his 1 By the Court's calculations, the 90 day period expired on or about November 24, 2021. The Court has not been provided with any information as to any steps respondents have taken regarding the apparent expiration. 3 FILED: ONONDAGA COUNTY CLERK 11/07/2023 04:00 PM INDEX NO. 002431/2023 NYSCEF NYSCEF DOC. DOC. NO. NO. 180 33 RECEIVED RECEIVED NYSCEF: NYSCEF: 12/09/2021 11/07/2023 natural immunity. Based on this belief he does not believe receiving the vaccine will provide him with any meaningful health benefits. Conversely, he believes there are serious risks to vaccinations. In support he cites personal knowledge of patients who had adverse reactions. Petitioner Serafin indicates that he is unwilling to get the vaccination due to the adverse vaccination reactions. He indicates that because of the.vaccine mandate and his position on conipliance, he will: (1) be terminated without the possibility of collecting unemployment; and (2) be precluded from working in his chosen profession where he has developed experience and technical competence. Petitioner Rasiwala is of Islamic faith and would pursue a religious exemption if one was offered. Dr. Rasiwala also faces termination as well as a gap in medical employment that will need to be explained in future pursuits for medical employment. Additionally, Dr. Rasiwala's allergist has recommended against vaccination. Petitioner Conrad indicates that she worked the front lines at the beginning of the pandemic and often worked with insufficient personal protective equipment. She notes that she personally reported 125 possible adverse vaccine reaction to the Vaccine Adverse Event (VAERS)2 Reporting System conceming hospitalized patients. She further notes that she is working on approximately 20 more reports to VAERS. Petitioner Conrad also describes approximately 100 additional incidents of possible adverse reactions that went unreported to VAERS from her place of employment. Due to the adverse vaccine reactions, she expresses an unwillingness to get vaccinated and speaks of being terrified of the unknown side-effects of vaccination. She indicates that the vaccine mandate will cause her to: (1) be terminated without the possibility of collecting unemployment; and (2) be precluded from working in her chosen profession where she has developed experience and technical competence; and (3) be a major interruption of her medical professional career. Petitioner McGowan states that she is unwilling to be vaccinated for both religious and 2 VAERS is a national early warning system for the detection of possible safety problems in U.S. - licensed vaccines, The system is co-managed the Centers for Disease by Control and Prevention and the U.S. Food and Drug Administration (www://vaers.hhsaov/about.html). 4 ...--- FILED: . -...--... ONONDAGA----- COUNTY - -----.. CLERK ....-, 11/07/2023 ...-, ...-....... -- . -- 04:00-, PM INDEX NO. 002431/2023 NYSCEF NYSCEF DOC. DOC. NO. NO. 180 33 RECEIVED NYSCEF: 12/@0/2021 RECEIVED NYSCEF: 11/07/2023 medical reasons. She expresses her concern with the U.S. Food and Drug Administration's "rushed" ("FDA") app oval process for the COVD-19 vaccines. She also notes that she worked throughout the height of the pandemic without being vaccinated. Petitioner McGowan indicates that the vaccine mandate will cause her to: (1) be terminated without the possibility of collecting unemployment; and (2) be precluded from working in her chosen profession where she has developed experience and technical competence; and (3) be a major interruption of her medical . professional career, Petitioner Rogers indicates that she was an essential worker when the pandemic started and worked the front lines. She further indicates that she had COVID-19 in April of 2020 and that she believes her natural immunity is, at a minimum, just as good as the vaccine. Her primary care physician agrees and apparently advised her that she would not benefit from vaccination. Accordingly, she has made the medical decision to not get vaccinated. Petitioner Rogers also cites her concern about the unstudied potential long-term side effects of vaccination. She concludes that the vaccine mandate will cause her to: (1) be terminated without the possibility of collecting unemployment; and (2) be precluded from working in her chosen profession where she has developed experience and technical competence; and (3) be a major interruption of her nursing home administration career. Respondents provided an initial affidavit from NYSDOH's Medical Director of the Bureau of Immunization. Dr. Rausch-Phung indicates that her affidavit was based on her medical expertise, personal experience, review of NYSDOH's records, guidance from the Centers for Disease Control & Prevention ("CDC"), the executive orders issued by New York's Governor, and studies and publications related to COVID-19. She indicates that § 2.61 was adopted based on rational determinations from respondents that the mandate was necessary to immediately address an ongoing and rapidly worsening public health crisis. In particular, she notes the Delta variant's impact in terms of significantly increased and the 10- transmissibility fold increase in COVID-19 cases. Dr. Rausch-Phung also cites to CDC findings that the Delta variant may cause more severe illnesses than previous variants in unvaccinated individuals. She maintains that the Delta variant led respondents to act to avoid a return to the heights of the pandemic when hospitals were overwhelmed, 5 . ---. FILED:. ---- ONONDAGA - ,..-- COUNTY - - ...-.-- CLERK --, - - , ---- 11/07/2023 -- .04:00 - - --, PM INDEX NO. 002431/2023 NYSCEF NYSCEF DOC. DOC. NO. NO. 180 33 RECEIVED NYSCEF: 12/20/2021 RECEIVED NYSCEF: 11/07/2023 She contends that § 2.61 is necessary to protect New York's frontline healthcare workers and the vulnerable patient populations in certain healthcare sectors like nursing homes. Dr. Rausch-Phung also asserts that the regulation is tailored to focus on healthcare facilities that pose a unique risk of COVID-19 transmission. She cites statistical findings that patient facing healthcare professionals and their household members have threefold and twofold increased risks, respectively, of contracting COVID-19. The Doctor also notes that these types of healthcare workers tend to care for vulnerable individuals who are elderly, sick, possibly immunocompromised, etc. She cites the significant support for vaccine mandates for health care employees from such medical organizations a the American Medical Association, the American Nurses Association, the American Academy of Pediatrics and the Association of American Medical Colleges. In addition to certain federal vaccine mandates related to healthcare, she notes that the CDC has recommended that healthcare personnel all receive COVID-19 vaccination, particularly in vulnerable healthcare settings. She opines that any staffing shortages attributable to resignations over the vaccine mandates pales in comparison to the potential staffing shortages that could be caused by a deadly outbreak among unvaccinated healthcare personnel. Dr. Rausch-Phung also notes that New York's.Govemor has put measures in place to address potential healthcare worker staffing shortages. She also notes that § 2.61 has already been successful, in terms of increasing vaccination rates, as nursing home staff vaccination levels had risen to 92% (for at least one 27* 24* dose) as of September as compared to 71% as of August (prior to the emergency rule). 27* For adult care facilities the numbers were 89% as of September as compared to 77% as of August 24*. Finally, the level for fully vaccinated hospital staff has risen to 85% as of 27* September as compared to 77% as of August 24*. She also advises that, based on preliminary self-reported data, the percentage of hospital staff receiving at least one dose as of 27th September is 92%. The Doctor stresses that time was and is of the essence in terms of the fall and winter weather and the holiday seasons. Additionally, she notes the importance of vaccination during the flu and cold season when similar Covid-19 symptoms could be mistaken for cold and flu. Dr. Rausch-Phung also points to CDC and FDA findings that serious side effects from 6 ..-- . FILED: ...._.-.. ONONDAGA -- CLERK--, 11/07/2023 -.....- COUNTY - -.., -,,- - -- . -. 04:00--, PM INDEX NO. 002431/2023 NYSCEF NYSCEF DOC. DOC. NO. NO. 180 33 RECEIVED