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NYSCEF DOC. NO.
NYSCEF DOC. NO. 180
33 RECEIVED
RECEIVED NYSCEF: 12/10/2021
NYSCEF: 11/07/2023
SUPREME COURT OF THE STATE OF NEW YORK
COUNTY OF ALBANY
GREGORY SERAFIN, on behalf of
himself and on behalf of all others similarly situated;
AZIMA RASIWALA, D.O., on behalf of
herself and on behalf of all others similarly situated;
KATHLEEN MCGOWAN, on behalf of NOTICE OF ENTRY
herself and on behalf of all others similarly situated;
DEBORAH CONRAD, on behalf of Index No. 908296-21
herself and on behalf of all others similarly situated;
RENEE ROGERS, on behalf of
herself and on behalf of all others similarly situated;
and DAVID DIPIETRO, MEMBER OF THE
ASSEMBLY FOR NEW YORK'S 147TH
ASSEMBLY DISTRICT, on his own behalf in his
official capacity and on behalf of all similarly situated
members of the New York State Legislature,
Petitioners/Plaintiffs,
For a Judgment Pursuant to Article 78 of the CPLR
and the New York State Constitution, Art. I, § 6
-against-
NEW YORK STATE DEPARTMENT OF HEALTH;
NEW YORK STATE PUBLIC HEALTH AND
HEALTH PLANNING COUNCIL; HOWARD
ZUCKER, NEW YORK STATE COMMISSIONER
OF HEALTH,
Respondents/Defendants.
PLEASE TAKE NOTICE that annexed hereto is a true and correct copy of the Decision,
Order and Judgment in this action, dated December 9, 2021 and duly entered in the Office of the
County Clerk of Albany County on December 10, 2021.
Dated: Albany, New York
December 10, 2021 LETITIA JAMES
Attorney General of the State of New York
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Attorney for Respondents
The Capitol
Albany, New York 12224-0341
By: Isl TeiYÂ w. Stash
Keith J. Starlin
Assistant Attorney General, of Counsel
Telephone (518) 776-2622
Fax: (518) 915-7740 (Not for service of papers)
TO: Todd James Aldinger, Esq. (via NYSCEF)
Attorney for Petitioners
441 Potomac Avenue Lower
Buffalo, New York 14213
(716) 907-4076
toddaldinger(dlgmail.com
2
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NYSCEF
NYSCEF DOC.
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NO. 180
33 RECEIVED
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NYSCEF: 11/07/2023
STATE OF NEW YORK
SUPREME COURT COUNTY OF ALBANY
GREGORY SERAFIN, on behalf of himself and on behalf
of all others similarly situated; AZIMA RASIWALA, D.O.,
on behalf of herself and on behalf of all others similarly situated;
KATHLEEN MCGOWAN, on behalf of herself and on behalf of all
others similarly situated; DEBORAH CONRAD, on behalf of herself
and on behalf of all others similarly situated; RENEE ROGERS, on
behalf of herself and on behalf of all others similarly situated; and
DAVID DIPIETRO, MEMBER OF THE ASSEMBLY FOR NEW
147"
YORK'S ASSEMBLY DISTRICT, on his own behalf in his official
capacity and on behalf of similarly situated members of the New York .
State Legislature,
Petitioners/Plaintiffs,
DECISION, ORDER and
JUDGMENT
Index No. 908296-21 -
For Judgment Pursuant to Article 78 of the CPLR . RJI No. 01-21-ST1949
And the New York State Constitution, Art. I, § 6
-against-
NEW YORK STATE DEPARTMENT OF HEALTH; NEW YORK
STATE PUBLIC HEALTH AND HEALTH PLANNING COUNCIL;
HOWARD ZUCKER, NEW YORK STATE COMMISSIONER OF
HEALTH,
Respondents/Defendants.
(Supreme Court, Albany County Article 78 Term)
Appearances:
TODD J. ALDINGER, ESQ.
Attorney for Petitioners/Plaintiffs ("Petitioners")
441 Potomac Avenue Lower
Buffalo, New York 14213
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NYSCEF
NYSCEF DOC. NO. 180
DOC. NO. 33 RECEIVED
RECEIVED NYSCEF:
NYSCEF: 12/B¸/2021
11/07/2023
LETITIA JAMES
Attorney General of the State of New York
Attorney for Respondents/Defendants ("Respondents")
(Keith J. Starlin and Jonathan Reiner, Esqs., A.A.Gs., of counsel)
The Capitol
Albany, New York 12224
Roger D. McDonough, J.:
This proceeding is hybrid in nature, seeking relief under Article 78 and/or declaratory
relief. In their petition and complaint ("petition"), petitioners seek, inter alia, an Order and
Judgment: (1) declaring that 10 NYCRR § 2.61 ("§ 2.61") is void and a legal nullity not
authorized by statute; (2) declaring that § 2.61 is unconstitutional because it violates the
separation of powers inherent in the State Constitution; (3) declaring that § 2.61 violates
petitioners' petitioners'
substantive due process rights; and (4) declaring that § 2.61 violates
procedural due process rights. Respondents have moved for partial dismissal and served their
answer. In their answer they seek complete dismissal of the petition and the relief requested
therein. Petitioners have cross-moved for leave to file an amended petition and complaint
Petitioners'
("amended petition"). cross-motion papers included the proposed amended petition.
Respondents oppose the cross-motion and again stress that they are entitled to outright dismissal
of the proceeding.
Procedural Background
Petitioners, via Order to Show Cause, sought a temporary restraining order ("TRO")
restraining respondents from applying or enforcing the vaccination requirement in § 2.61 and
staying the effective dates of the requirements. This Court (Justice Ryba) partially denied the
TRO request, but did restrain respondents from enforcing any requirement preventing the
covered entities from considering or granting an application for a religious exemption from
§ 2.61's vaccination mandate. This Court heard oral argument as to the preliminary injunction
on September 30, 2021. Thereafter, the Court denied the request for preliminary injunctive relief
and lifted Judge Ryba's TRO. There is no record of petitioners appealing this Court's decision.
2
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Background/Party Submissions
Petitioner Serafin is a registered nurse employed by the Erie County Medical Center.
Petitioner Rasiwala, D.O., is an emergency room physician who works as an independent
contractor at Sisters of Charity Hospital. Petitioner McGowan is a physician practice coordinator
employed by the Erie County Medical Center. Petitioner Rogers is a Licensed Nursing Home
Administrator employed by Absolut Care nursing home. Petitioner DiPietro is a Member of the
1476
Assembly for New York's Assembly District.
Respondent New York State Department of Health ("NYSDOH") is a state agency
responsible for, inter alia, public health. Respondent New York State Public Health and Health
Planning Council ("Council") is an entity within NYSDOH that is tasked with advising
respondent Commissioner on issues related to the preservation and improvement of public
health. The Council's functions also include the approval of regulations related to health codes.
Respondents adopted § 2.61 in late August of 2021. As an emergency rule, § 2.61 went
days.1 entities"
into effect immediately and is effective for 90 § 2.61 applies to "covered
including the hospitals and nursing homes whe e the petitioners work. The rule required certain
personnel to be fully vaccinated against COVID-19. § 2.61 further required that the first dose be
received by September 27, 2021 for general hospitals and nursing homes, and by October 7, 2021
for all other covered entities.
The rule was promulgated under § 202.6 of the New York State Administrative Procedure
Act ("SAPA"). Said section constitutes the emergency rule procedures for SAPA. The notice
accompanying the rule cites the following statutes as authority: Public Health Law §§ 225(5),
2800, 2803(2), 3612 and 4010(4), and Social Services Law §§ 461 and 461-e.
Several of the petitioners have submitted affidavits in support of the petition. Petitioner
Serafin states that he worked in the COVID ICU during the pandemic and tested positive for
COVID-19. He notes that after quarantine he returned to working with COVID-19 positive
patients, but has not had COVID-19 again. Petitioner Serafin believes that this is due to his
1
By the Court's calculations, the 90 day period expired on or about November 24,
2021. The Court has not been provided with any information as to any steps respondents have
taken regarding the apparent expiration.
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natural immunity. Based on this belief he does not believe receiving the vaccine will provide
him with any meaningful health benefits. Conversely, he believes there are serious risks to
vaccinations. In support he cites personal knowledge of patients who had adverse reactions.
Petitioner Serafin indicates that he is unwilling to get the vaccination due to the adverse
vaccination reactions. He indicates that because of the.vaccine mandate and his position on
conipliance, he will: (1) be terminated without the possibility of collecting unemployment; and
(2) be precluded from working in his chosen profession where he has developed experience and
technical competence.
Petitioner Rasiwala is of Islamic faith and would pursue a religious exemption if one was
offered. Dr. Rasiwala also faces termination as well as a gap in medical employment that will
need to be explained in future pursuits for medical employment. Additionally, Dr. Rasiwala's
allergist has recommended against vaccination.
Petitioner Conrad indicates that she worked the front lines at the beginning of the
pandemic and often worked with insufficient personal protective equipment. She notes that she
personally reported 125 possible adverse vaccine reaction to the Vaccine Adverse Event
(VAERS)2
Reporting System conceming hospitalized patients. She further notes that she is
working on approximately 20 more reports to VAERS. Petitioner Conrad also describes
approximately 100 additional incidents of possible adverse reactions that went unreported to
VAERS from her place of employment. Due to the adverse vaccine reactions, she expresses an
unwillingness to get vaccinated and speaks of being terrified of the unknown side-effects of
vaccination. She indicates that the vaccine mandate will cause her to: (1) be terminated without
the possibility of collecting unemployment; and (2) be precluded from working in her chosen
profession where she has developed experience and technical competence; and (3) be a major
interruption of her medical professional career.
Petitioner McGowan states that she is unwilling to be vaccinated for both religious and
2
VAERS is a national early warning system for the detection of possible safety
problems in U.S. - licensed vaccines, The system is co-managed the Centers for Disease
by
Control and Prevention and the U.S. Food and Drug Administration
(www://vaers.hhsaov/about.html).
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medical reasons. She expresses her concern with the U.S. Food and Drug Administration's
"rushed"
("FDA") app oval process for the COVD-19 vaccines. She also notes that she worked
throughout the height of the pandemic without being vaccinated. Petitioner McGowan indicates
that the vaccine mandate will cause her to: (1) be terminated without the possibility of collecting
unemployment; and (2) be precluded from working in her chosen profession where she has
developed experience and technical competence; and (3) be a major interruption of her medical
. professional career,
Petitioner Rogers indicates that she was an essential worker when the pandemic started
and worked the front lines. She further indicates that she had COVID-19 in April of 2020 and
that she believes her natural immunity is, at a minimum, just as good as the vaccine. Her primary
care physician agrees and apparently advised her that she would not benefit from vaccination.
Accordingly, she has made the medical decision to not get vaccinated. Petitioner Rogers also
cites her concern about the unstudied potential long-term side effects of vaccination. She
concludes that the vaccine mandate will cause her to: (1) be terminated without the possibility of
collecting unemployment; and (2) be precluded from working in her chosen profession where she
has developed experience and technical competence; and (3) be a major interruption of her
nursing home administration career.
Respondents provided an initial affidavit from NYSDOH's Medical Director of the
Bureau of Immunization. Dr. Rausch-Phung indicates that her affidavit was based on her
medical expertise, personal experience, review of NYSDOH's records, guidance from the
Centers for Disease Control & Prevention ("CDC"), the executive orders issued by New York's
Governor, and studies and publications related to COVID-19. She indicates that § 2.61 was
adopted based on rational determinations from respondents that the mandate was necessary to
immediately address an ongoing and rapidly worsening public health crisis. In particular, she
notes the Delta variant's impact in terms of significantly increased and the 10-
transmissibility
fold increase in COVID-19 cases. Dr. Rausch-Phung also cites to CDC findings that the Delta
variant may cause more severe illnesses than previous variants in unvaccinated individuals. She
maintains that the Delta variant led respondents to act to avoid a return to the heights of the
pandemic when hospitals were overwhelmed,
5
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She contends that § 2.61 is necessary to protect New York's frontline healthcare workers
and the vulnerable patient populations in certain healthcare sectors like nursing homes. Dr.
Rausch-Phung also asserts that the regulation is tailored to focus on healthcare facilities that pose
a unique risk of COVID-19 transmission. She cites statistical findings that patient facing
healthcare professionals and their household members have threefold and twofold increased
risks, respectively, of contracting COVID-19. The Doctor also notes that these types of
healthcare workers tend to care for vulnerable individuals who are elderly, sick, possibly
immunocompromised, etc. She cites the significant support for vaccine mandates for health care
employees from such medical organizations a the American Medical Association, the American
Nurses Association, the American Academy of Pediatrics and the Association of American
Medical Colleges. In addition to certain federal vaccine mandates related to healthcare, she notes
that the CDC has recommended that healthcare personnel all receive COVID-19 vaccination,
particularly in vulnerable healthcare settings.
She opines that any staffing shortages attributable to resignations over the vaccine
mandates pales in comparison to the potential staffing shortages that could be caused by a deadly
outbreak among unvaccinated healthcare personnel. Dr. Rausch-Phung also notes that New
York's.Govemor has put measures in place to address potential healthcare worker staffing
shortages. She also notes that § 2.61 has already been successful, in terms of increasing
vaccination rates, as nursing home staff vaccination levels had risen to 92% (for at least one
27* 24*
dose) as of September as compared to 71% as of August (prior to the emergency rule).
27*
For adult care facilities the numbers were 89% as of September as compared to 77% as of
August 24*. Finally, the level for fully vaccinated hospital staff has risen to 85% as of
27*
September as compared to 77% as of August 24*. She also advises that, based on
preliminary self-reported data, the percentage of hospital staff receiving at least one dose as of
27th
September is 92%. The Doctor stresses that time was and is of the essence in terms of the
fall and winter weather and the holiday seasons. Additionally, she notes the importance of
vaccination during the flu and cold season when similar Covid-19 symptoms could be mistaken
for cold and flu.
Dr. Rausch-Phung also points to CDC and FDA findings that serious side effects from
6
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33 RECEIVED