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  • DNA CA, INC., a California Corporation vs. Pacific Reserve Nursery, LLC, et al.Other Contract Unlimited (37) document preview
  • DNA CA, INC., a California Corporation vs. Pacific Reserve Nursery, LLC, et al.Other Contract Unlimited (37) document preview
  • DNA CA, INC., a California Corporation vs. Pacific Reserve Nursery, LLC, et al.Other Contract Unlimited (37) document preview
  • DNA CA, INC., a California Corporation vs. Pacific Reserve Nursery, LLC, et al.Other Contract Unlimited (37) document preview
  • DNA CA, INC., a California Corporation vs. Pacific Reserve Nursery, LLC, et al.Other Contract Unlimited (37) document preview
  • DNA CA, INC., a California Corporation vs. Pacific Reserve Nursery, LLC, et al.Other Contract Unlimited (37) document preview
  • DNA CA, INC., a California Corporation vs. Pacific Reserve Nursery, LLC, et al.Other Contract Unlimited (37) document preview
  • DNA CA, INC., a California Corporation vs. Pacific Reserve Nursery, LLC, et al.Other Contract Unlimited (37) document preview
						
                                

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1 NORTON ROSE FULBRIGHT US LLP JAMES H. TURKEN (Bar No. 89618) 2 KELLY DOYLE DAHAN (Bar No. 326230) 555 South Flower Street 3 Forty-First Floor Los Angeles, California 90071 4 Telephone: (213) 892-9200 Facsimile: (213) 892-9494 5 james.turken@nortonrosefulbright.com kelly.dahan@nortonrosefulbright.com 6 NORTON ROSE FULBRIGHT US LLP 7 KATHERINE CONNOLLY (SBN 313640) 555 California Street, Suite 3300 8 San Francisco, CA 94140 Telephone: (628) 231-6800 9 Facsimile: (628) 231-6799 katie.connolly@nortonrosefulbright.com 10 ATTORNEYS FOR PLAINTIFF AND CROSS- 11 DEFENDANT DNA CA, INC., AND CROSS- DEFENDANTS DON MORRIS, AARON 12 YARKONI, AND REZWAN KHAN 13 14 SUPERIOR COURT OF THE STATE OF CALIFORNIA 15 COUNTY OF MONTEREY 16 DNA CA, INC., a California Corporation, Case No. 21CV002850 17 Plaintiff, [Assigned for all purposes to the Hon. Carrie Panetta - Dept. 14] 18 v. PLAINTIFF AND CROSS- 19 Pacific Reserve Nursery, LLC dba Pacific DEFENDANTS’ PROPOSED Reserve, a California Corporation, GSN DISCOVERY REFEREES 20 Consulting, LLC, a California Limited Liability Company, Andy D’Amico, an 21 individual, Brook Eagle, an individual and William “Billy” Tomlinson, an individual, 22 Defendants. 23 24 25 26 27 28 DOCUMENT PREPARED ON RECYCLED PAPER PLAINTIFF AND CROSS-DEFENDANTS’ PROPOSED DISCOVERY REFEREES 1 PACIFIC RESERVE NURSERY, INC., a California corporation, 2 Cross-Complainant, 3 v. DATE: March 29, 2024 4 TIME: 8:30 a.m. DNA CA, INC., a California Corporation, DEPT.: 14 5 DON MORRIS, an individual, AARON YARKONI, an individual, REZWAN KHAN, Complaint Filed: January 11, 2021 6 and individual and ROES 1 – 100 Trial Date: May 13, 2024 7 Cross-Defendants. 8 9 TO THE COURT AND ALL ATTORNEYS OF RECORD: 10 Pursuant to this Court’s direction during ex parte hearing on March 26, 2024, Plaintiff 11 and Cross-Defendant, DNA CA, Inc. and Cross-Defendants Don Morris, Aaron Yarkoni, and 12 Rezwan Khan, hereby submit three proposed discovery referees to be appointed in this matter. 13 As instructed, the Parties exchanged proposed discovery referees prior to the filing of this 14 submission, but were unable to reach an agreement. 15 Counsel for Plaintiff and Cross-Defendants has confirmed that the three proposed 16 discovery referees have availability before May 13, 2024 to act as a discovery referee but has 17 not obtained any conflicts checks or other information specific to this matter. 18 19 1. Jeffery Gilles, JRG Attorneys at Law 20 T: 831-228-5619 21 Mr. Gilles’s CV is attached hereto as Exhibit A. 22 23 2. Hon. Barry Baskin (Ret.), JAMS 24 Cindy Cravalho, Case Manager 25 T: 415-774-2613 26 Judge Baskin’s CV is attached hereto as Exhibit B. 27 28 DOCUMENT PREPARED ON RECYCLED PAPER -2- PLAINTIFF AND CROSS-DEFENDANTS’ PROPOSED DISCOVERY REFEREES 1 3. Hon. James Kleinberg (Ret.), JAMS 2 Jesika Lee, Case Manager 3 T: 408-346-0767 4 Judge Kleinberg’s CV is attached hereto as Exhibit C. 5 6 Dated: March 28, 2024 NORTON ROSE FULBRIGHT US LLP 7 By /s/ James H. Turken JAMES H. TURKEN 8 KATHERINE CONNOLLY 9 KELLY DOYLE DAHAN PLAINTIFF AND CROSS-DEFENDANT 10 DNA CA, INC., AND CROSS- DEFENDANTS DON MORRIS, AARON 11 YARKONI, AND REZWAN KHAN 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 DOCUMENT PREPARED ON RECYCLED PAPER -3- PLAINTIFF AND CROSS-DEFENDANTS’ PROPOSED DISCOVERY REFEREES EXHIBIT A 01234 5677689ÿ ÿ6ÿÿÿ8ÿÿ46ÿ723ÿ8468ÿ27ÿ5 ÿ0442869ÿ4ÿ 5677ÿ66ÿÿ46ÿ86ÿ27ÿ834386ÿÿ36ÿÿ86ÿ6446ÿÿ64ÿ6ÿ 84ÿ266ÿ27ÿ83438ÿÿ36ÿÿ86ÿ6446ÿ4468ÿ124ÿÿ728ÿ 182ÿÿ6ÿ42ÿÿ2464ÿÿÿ!28ÿ42ÿ26ÿ6ÿ468ÿ24ÿ8ÿ 136ÿ2284346ÿÿ82"64#24ÿ!246ÿÿÿ36ÿ4468ÿÿÿ8148428ÿ28 6428ÿÿ466ÿ6ÿ86 5677ÿ4846ÿÿ6ÿ8668ÿÿ$%&%ÿÿ282846ÿ236ÿ728ÿ'836ÿ38ÿ(282846ÿ 7746ÿ26ÿÿ8268ÿ68ÿÿ82628ÿ27ÿ786ÿ!66416ÿ(ÿ$%)*ÿ5677ÿ7236 ÿ2ÿÿ78ÿÿ66ÿÿ83438ÿÿ86ÿ6446ÿ4468ÿ3ÿ149 36ÿ8646ÿ468642ÿ5677ÿ6ÿ5 ÿ4ÿÿ6+6866ÿÿ64ÿ46ÿ69ÿ728ÿ46ÿ2468 442869ÿ4ÿ46ÿ78 5677ÿ8346ÿ782ÿ46ÿ,!6849ÿ27ÿ-4ÿ8ÿÿ$%&.ÿ4ÿÿ'628ÿ27ÿ084ÿ/6866ÿ686 6ÿ2286ÿÿ4289ÿ074688ÿ6ÿ8346ÿ782ÿ0 6286ÿ-22ÿ27ÿÿ,!6849ÿ27ÿ46 17ÿÿ$%&%ÿÿ866!6ÿÿ538ÿ/2428ÿ/6866ÿ44ÿ968ÿ5677ÿ2ÿ866!6ÿÿ684746 27ÿ(46842ÿ5388366ÿÿ-138ÿ0348ÿ38ÿÿ46386ÿ4ÿ0 6286ÿ-22ÿ27 ÿÿÿ$%)$ÿ4466ÿ46ÿ0246869ÿ(44346ÿ27ÿ(46842ÿ-436ÿ866!ÿÿ36 684746ÿÿ-ÿ728ÿ48ÿ728ÿ68!6ÿ182 5677ÿÿ28ÿ27ÿ46ÿ083438ÿ24466ÿ368ÿ46ÿ'36ÿÿ642ÿ27ÿ46ÿ-446ÿ'8 27ÿ728ÿÿ86ÿ4!6ÿ4ÿ!823ÿ83438ÿ242ÿ3ÿÿ46ÿ8268 -68ÿ266416ÿ0242ÿ36468ÿ8268ÿ0242ÿ0246869ÿ36ÿ23489 0246ÿÿ0246869ÿÿ-ÿ'642ÿ48ÿ'3863ÿ6ÿÿ2ÿÿ6168ÿ27ÿ46ÿ0246869 2349ÿ'8ÿ0242 5342 5/ÿ0 6286ÿ-22ÿ27ÿÿ,!6849ÿ27ÿ46ÿ17ÿ$%&% '0ÿ,!6849ÿ27ÿ-4ÿ8ÿ$%&. 1846ÿ086 08136ÿ 083438ÿ0642 0814842ÿ718!46ÿ5368 ÿ,6ÿ544664ÿÿ1 18442 124ÿ6ÿ182"64ÿ0!29 18234ÿ149ÿ7422ÿ-76498 6ÿ5446ÿ9842 (44!6ÿ6ÿ0264 36ÿ684746ÿ7-8ÿ0246869ÿ(44346ÿ27ÿ(46842ÿ436 28ÿ27ÿ46ÿ083438ÿ24466ÿ'36ÿÿ-642ÿ-446ÿ'8ÿ27ÿ728 ÿ278ÿ6ÿ8ÿ12ÿ1861ÿ!8"ÿ582 012ÿ4ÿ56728ÿ9 6 51621ÿ#$%$ 6282ÿ&182ÿ!6782ÿ1 ÿ5821ÿ' 828ÿ56728ÿ6ÿ92(61 7186ÿ4ÿ 8 )!688*ÿ+,ÿ+2 ÿ62ÿ+6-.ÿ56181ÿ/2602ÿ11*1(ÿ+1ÿ#$$$ )!8*ÿ8ÿ2 "ÿ6ÿ36 ÿ6ÿ26 78ÿÿ56ÿ!8621*ÿ1267.ÿ56181ÿ/2602 11*1(ÿ+1ÿ# )2818ÿ1172ÿ86ÿ2688ÿ9*18ÿ318ÿ218*ÿ86ÿ+66 4062ÿ .ÿ56181 /2602ÿ11*1(ÿ!52*ÿ )3*1ÿ111* 8ÿ6ÿ1ÿ+66 ÿ!18ÿ52 .ÿ56181ÿ/2602ÿ11*1(ÿ!7 2ÿ )9*278721ÿ182ÿ' 12*,ÿ6242*7186-.ÿ56181ÿ/2602ÿ11*1(ÿ!7 2ÿ7 000821421 86 56 78ÿ6 8 5ÿ6 8 95568 ÿ86ÿ0612ÿ6ÿ/6262ÿ62ÿ!11ÿ91ÿ1 621ÿ:6581ÿ 18ÿ2 8ÿ6ÿ!181ÿ5121ÿ;28ÿ1682ÿ97 ÿ51582 18ÿ1 2ÿ6ÿ7ÿ9  62ÿ56 88ÿ6ÿ9 6 12ÿ12" 9 618ÿ1 2ÿ6ÿ/2602ÿ!552ÿ9 6186 9 618ÿ1 2ÿ6ÿ1682ÿ ÿ56782ÿ9 618 1 2ÿ& 287ÿ6ÿ8ÿ0612ÿ6ÿ'2862ÿ6ÿ<*8ÿ6ÿ8ÿ9 1 2ÿ6ÿ8ÿ51ÿÿ268 72 18ÿ2 8ÿ6ÿ+2 ÿ6ÿ8ÿ51621ÿ252862ÿ182ÿ/7 18ÿ1 2ÿ6ÿ0612ÿ6ÿ'2862ÿ+2 ÿ6ÿ8ÿ1682ÿ8878ÿ6ÿ821861ÿ!87  2 8ÿ6ÿ8ÿ0612ÿ6ÿ'2862ÿ1 ÿ512 1ÿ6ÿ8ÿ0612ÿ6ÿ278ÿ1861 !8"ÿ582 112"1 ÿ21ÿ:69 56221ÿÿ221ÿ56782ÿ57ÿ=ÿ0612ÿ1 2 !1ÿ086ÿ5678ÿ5188 >ÿ9 6186 !1ÿ086ÿ5678ÿ+12 ÿ07217 !1ÿ086ÿ5678ÿ07  ÿ567 0612ÿ1 2ÿ1682ÿ5678ÿ07  ÿ95 21722ÿ6ÿ 5 8ÿ&?5 872ÿ56 88ÿ=ÿ/8ÿ51621ÿ62"*ÿ9*1 EXHIBIT B Hon. Barry Baskin (Ret.) Mediator, Arbitrator, Referee/Special Master, Neutral Evaluator, Hearing Officer, Temporary Judge/Judge Pro Tem Case Manager Cindy Cravalho 1255 Treat Blvd , # 700 Walnut Creek, CA 94597 T: 415-774-2613 Hon. Barry Baskin (Ret.) is an arbitrator, mediator, special master/referee and neutral evaluator at JAMS. In 2002, Judge Baskin was appointed to the Contra Costa County Superior Court. For 20 years, Judge Baskin served on the bench, where he served in almost all divisions of the court. He served six years in the civil division, handling complex cases, including class actions. From 2019 to 2020, Judge Baskin served as presiding judge and helped steer the court through the pandemic. Prior to that, he served as assistant presiding judge from 2017 to 2018 and spent eight years on the Executive Committee. His last assignment on the bench was a second term in the civil division, where he handled complex litigation, construction defect litigation, class actions and a variety of other matters. He is the first person appointed to the bench in California who was born, raised and trained in South Africa. Judge Baskin used mediation often as a lawyer, which helped him to successfully resolve well over 1,000 matters before trial. In 2009, he was honored as Trial Judge of the Year by the Alameda- Contra Costa Trial Lawyers’ Association. In 2008, he was selected as faculty to teach new judges at their orientation, and he continued to do so on a regular basis until leaving the bench. Prior to joining the bench, Judge Baskin had a successful career handling complex civil litigation. Beginning in 1979, Judge Baskin was the managing partner of his family’s law firm, Baskin & Partners, in South Africa. His practice consisted of business litigation and family law. In 1987, he emigrated from South Africa. He was admitted to the California Bar in 1987 and joined Pillsbury, Madison & Sutro. He served in the firm’s antitrust and intellectual property group. In 1989, he joined Farrow, Bramson, Baskin & Plutzik and became a partner in 1990. Until his appointment to the Hon. Barry Baskin (Ret.) | JAMS Neutral | General Biography www.jamsadr.com Page 1 of 5 bench, he served as lead trial counsel in the area of complex civil litigation, representing both plaintiffs and defendants. Representative Matters Business/Commercial Presided over matters involving breach of contract and contractual interpretation, including indemnity agreements, commercial leases and real estate contracts As counsel, defended Fortune 500 companies in complex business litigation, with an emphasis on antitrust and intellectual property rights As counsel, handled the review of data and documents germane to obtaining government approval of a larger merger and acquisition Served as lead trial counsel in complex federal and state court litigation, including successfully defending a $30-million shareholders’ derivative suit Class Actions and Mass Torts Presided over several motions for approval of class action settlements and California PAGA claims Presided over a class action involving unfair HOA dues-collection practices on behalf of members of many homeowners’ associations, which included alter ego allegations Presided over wage and hour claims brought by employees against their employer for failure to pay overtime As counsel, defended and prosecuted class actions for over a decade; most of them were resolved through mediation Intellectual Property Presided over a dispute involving members of a rock band and claims of theft of intellectual property and contract rights; claims were fully resolved short of trial and resulted in ongoing concerts/recordings Presided over shareholder disputes, including dissolution proceedings and claims for injunctive relief and summary judgment; the many rulings and settlement efforts resulted in dismissal of all claims As counsel, defended and pursued claims of theft of intellectual property rights Employment Presided over wrongful termination matters, including sex and race discrimination allegations Presided over theft of trade secrets against former employees Presided over employment breach of contract disputes Presided over all claims/counterclaims for a law firm dissolution, including sexual harassment; racial, sexual and age discrimination; wage and hour claims; and class action claims Presided over contractual and statutory claims between a city and its emergency response workers Presided over PAGA disputes Family Law Hon. Barry Baskin (Ret.) | JAMS Neutral | General Biography www.jamsadr.com Page 2 of 5 Presided over many multi-day trials that included issues involving: Date of separation Validity of prenuptial contracts Community of property Breach of fiduciary duty Child custody and move-away orders Spousal and child support Complex financial accounting As a judge, successfully handled many family law settlement conferences Estate, Probate and Trusts Presided over trials involving inheritance issues and rights Presided over proceedings involving contested estates, wills and trusts Personal Injury and Torts As a judge, handled many wrongful injury cases involving: Premises liability Product liability Vehicular-related matters Uninsured and underinsured motorists Government immunity claims Other tort claims: Serious dog bite Slip and fall As a mediator, resolved multiple serious personal injury cases, including wrongful death claims involving insurance coverage Real Property and Real Estate Presided over and resolved many matters involving real estate contracts Presided over multiple matters involving title and other partnership claims Construction and Construction Defect Presided over numerous disputes between contractors, subcontractors and purchasers involving various construction defect claims Presided over multiple disputes involving single-family home construction defect disputes Honors, Memberships, and Professional Activities Professional Trainings and Activities Adjunct Professor, Criminal and Constitutional Law, John F. Kennedy University School of Law, 2011 Moot Court Judge for High School Competitions, 2002–2021 Hon. Barry Baskin (Ret.) | JAMS Neutral | General Biography www.jamsadr.com Page 3 of 5 National Institute of Trial Advocacy (NITA), 1987, 1988 Memberships and Affiliations Member, State Bar of California, 1986–present Member, Ethics Committee, California Judges Association (CJA), 2008–2011 In 2010, Judge Baskin served as a CJA liaison to assist judges statewide receiving complaints or proceedings from the Commission on Judicial Performance. President, Warren W. Eukel Teacher Trust, 1992–2002 The Warren W. Eukel Teacher Trust recognizes and awards four outstanding teachers in the county each year. Member, Panel of Arbitrators, American Arbitration Association, 1991–2000 Member, Probation Monitor, California State Bar Court, 1991–1994 Member, Committee on Rules and Procedures of Court, California State Bar, 1991–1994 S. Supreme Court, 1991 Supreme Court, South Africa, 1979 Selected Awards and Honors Trial Judge of the Year, Alameda-Contra Costa Trial Lawyers’ Association, 2009 Recipient, Major Contributions Award for Pro Bono Work, Contra Costa County Bar Association, 1999 Selected Publications “Summary Judgment After Matsushita,” Anti-Trust, ABA, Vol. 1, No. 3, 1987 (assisted in preparation of the article). “To Discover or Not to Discover, That Is the Contradiction,”South African Law Journal, 1981. “Recognizing and Prosecuting Class Actions,” Contra Costa Lawyer, June 1997. “Reflections of a South African–Born Jurist,” Contra Costa Lawyer, April 2005. “How to Survive the Social Media Frenzy,” The Bench (the official journal of the California Judges Association), Spring 2011. Background and Education Superior Court, Contra Costa County, 2002–2022 Presiding Judge, 2019–2020 Assistant Presiding Judge, 2017–2018 First District, Division Four, California Court of Appeal Justice Pro Tem, August–December 2012 Farrow, Bramson, Baskin & Plutzik, Walnut Creek, CA Partner, 1989–2002 Pillsbury, Madison & Sutro, San Francisco, CA Associate, 1987–1989 Baskin & Partners, South Africa Managing Partner, 1983–1986 Partner, 1979–1983 Law Degree; Oliver Schreiner School of Law; University of the Witwatersrand; Johannesburg, Hon. Barry Baskin (Ret.) | JAMS Neutral | General Biography www.jamsadr.com Page 4 of 5 South Africa; 1978 Disclaimer This page is for general information purposes. JAMS makes no representations or warranties regarding its accuracy or completeness. Interested persons should conduct their own research regarding information on this website before deciding to use JAMS, including investigation and research of JAMS neutrals. See More Hon. Barry Baskin (Ret.) | JAMS Neutral | General Biography www.jamsadr.com Page 5 of 5 EXHIBIT C Hon. James P. Kleinberg (Ret.) Mediator, Arbitrator, Referee/Special Master, Neutral Evaluator, Hearing Officer, Temporary Judge/Judge Pro Tem Case Manager Jesika Lee 160 W. Santa Clara St.,, Suite 1600 San Jose, CA 95113 T: 408-346-0767 Hon. James P. Kleinberg (Ret.) is a skilled arbitrator, mediator, and special master known for his efficiency and keeping parties focused on the issues. He joined JAMS in 2015 following 12 years as a California Superior Court Judge sitting in Santa Clara County and over 34 years as a federal prosecutor and private lawyer devoted to complex civil litigation. Judge Kleinberg has extensive experience in antitrust, business/commercial, class action/mass tort, employment, financial markets, insurance, intellectual property, and securities cases. Judge Kleinberg began his over 50 year legal career as a Trial Attorney in the Antitrust Division, U.S. Department of Justice. In that role he argued motions and presided over a federal grand jury in Utah. After two years in that position, he began an extensive litigation practice including numerous complex cases involving commercial disputes, class actions, securities, antitrust and trade regulation, and intellectual property issues in state and federal courts throughout the nation, and in Canada, Europe, and Asia. These cases included the representation of high technology companies, accounting firms, agencies of foreign governments, outside directors in securities litigation, sports teams and leagues, and individuals in SEC investigations. Judge Kleinberg’s private practice also included domestic and international arbitration within these practice areas. His clients included Stanford University, Hewlett Packard, Itel , Microsoft, Allianz, Control Data, Tandem Computers, National Football League, Peat Marwick, Smith Corona, Raytheon, an agency of the Philippine Government, and Digital Equipment. He was perennially listed in the Best Lawyers in America Hon. James P. Kleinberg (Ret.) | JAMS Neutral | General Biography www.jamsadr.com Page 1 of 7 publication. Judge Kleinberg appeared in Superior and Federal Courts throughout California, and state and federal courts in Texas, Minnesota, Georgia, New Jersey, Pennsylvania, North Carolina, Wisconsin, Ohio, and Virginia. He argued appeals in the First and Sixth Districts, California Court of Appeal and U.S. Court of Appeals for the Ninth Circuit. Additionally, he argued before the Securities and Exchange Commission in Washington, D.C. and handled matters in the Philippines, Hong Kong, Taiwan, Canada, Germany and Italy. After appointment to the Santa Clara Superior Court in 2002 Judge Kleinberg continued his work on complex civil cases while on the bench, acting as settlement judge in dozens of cases. In his final three years on the bench he was appointed to be one of 20 Superior Court judges in California (out of 2,000) managing the Complex Civil Litigation Program in Santa Clara County. Prior to that assignment he was supervising judge of the court’s civil division, as well as presiding over jury and court trials and discovery issues. On the Superior Court he served as an Executive Committee member and chair of the Technology Services Committee. As a lawyer he was one of the founders of the Early Neutral Evaluation program for the U.S. District Court, Northern District of California. He was President of the Ninth Circuit Historical Society, and President of the Ingram Inn of Court. He was named the 2014 “Judge of the Year” by the Santa Clara County Trial Lawyers Association, and he received the 2013 “Outstanding Jurist” award from the Santa Clara County Bar Association. In 2015, he was named the first Co-Ombudsperson for the U.S. District Court, Northern District of California and continues in that role. ADR Experience and Qualifications Appointed Co-Ombudsperson for U.S. District Court, Northern District of California (2014 – present) Serves as an Advisor to the Federal Judical Center's Trade Secret Case Mangement Judicical Guide (2023) Settled and arbitrated hundreds of cases as a neutral at JAMS Acted as settlement judge in numerous complex cases in the Santa Clara County Superior Court Over 33 years of private practice experience in complex civil litigation, including cases in state, federal, and appeals courts Early Neutral Evaluator, United States District Court, Northern District, California Instructor in mediation techniques for Santa Clara County Superior Court Representative Matters handled as a Neutral at JAMS Business/Commercial Arbitrated breach of contract – corporate acquisition Arbitrated personal services contract Handled arbitration involving hotel management contract Arbitrated installment equipment sale Handled arbitration involving corporate spinoff Arbitrated billing services agreement Arbitrated business property dispute regarding sublease Mediated corporate officer dispute regarding stock options Mediated contract dispute between city employee and city government Mediated contract dispute between two billion-dollar high-tech companies Hon. James P. Kleinberg (Ret.) | JAMS Neutral | General Biography www.jamsadr.com Page 2 of 7 Assigned by Superior Court, San Mateo County to be arbitrator in business dispute that involves proprietary information Mediator in multi-party and multi-jurisdiction (State Courts in California, Federal Court in California, Chancery Court in Delaware) shareholder derivative cases against Alfabet/Google Construction Handled arbitration involving construction defects Resolved construction defect case in mediation Employment Arbitrated Fair Employment Housing Act claims Arbitrated employment claim involving terminated executive of professional sports team Mediated employee compensation claim vs. large public company Intellectual Property Handled arbitration regarding assignment of trademarks Arbitrated asset purchase agreement with intellectual property issues Mediated trade secrets dispute between two high-tech companies Healthcare Mediated conflict between senior physician and medical group Assigned by Superior Court, San Francisco, to act as referee and suggest fee allocation to counsel in Sutter Health litigation Insurance Mediated attorneys’ fees claim vs. insurance carrier Securities Mediated shareholder derivative litigation vs, public companies Mediated corporate officer dispute regarding stock options Special appointments and assignments through JAMS Presided over mock trials and motion hearings Served as discovery master in a complex civil case, Superior Court Made recommendations to San Francisco Superior Court regarding the pretrial sealing of thousands of documents in large class action Made recommendations regarding award of Attorneys’ fees in large class action, U.S. District Court Representative matters handled as a lawyer Antitrust Hon. James P. Kleinberg (Ret.) | JAMS Neutral | General Biography www.jamsadr.com Page 3 of 7 As Trial Attorney with the U.S. Department of Justice, handled federal grand jury proceedings in Utah and appeared in U.S. District Court, Northern District of California Imperial Bank v. Comdata, United States District Court Northern District, California Industry-wide cases involving workers’ compensation insurance with alleged price-fixing, federal court in Minnesota; represented four carriers to obtain summary judgment against other insurers for share of settlement payments Insurance Represented major European insurance companies in disputes over pre-World War II Policies; participated in obtaining global settlements and dismissals of actions Dollinger DeAnza Associates v. Chicago Title – 6th DCA (2011) – Affirmed decision granting summary judgment that title insurance policy did not provide coverage Intellectual Property Network Caching v. Akamai Technologies, United States District Court, Northern District, California (internet technology) Business Objects v. Cognos Corporation, United States District Court, Northern District, California (database software – patent) Amazon.com v. Barnes & Noble, United States District Court, Western District, Washington (business methods – patent) Hartford House v. Microsoft Corporation, Santa Clara County Superior Court (junk mail filters on the internet) Nufert v. Metabolex Corporation, Alameda County Superior Court (trade secrets – biotechnology) TMP Interactive, (Monster.com) and Excite@Home (mediation and arbitration regarding internet sites) Food.com and AOL (advice regarding internet sites) Insyst, Ltd. V. Applied Materials, Inc. – 6th DCA (2012) – Affirmed decision granting summary judgment for Defendant in trade secrets case Securities and Business Merrill Lynch Brokerage NASD Arbitrations In re Hybrid Securities Class Action Litigation,United States District Court, Northern District, California (represented former director) Oakland Raiders v. National Football League, Santa Clara County Superior Court (derivative claims re: corporation management – summary judgment granted – affirmed on appeal) Pensoft v. EO and AT&T, Santa Clara County Superior Court (corporation acquisition – settled after four weeks of jury trial) Leyte-Vidal v. Semel – 6th DCA (2013) – Shareholder derivative action vs. officers and directors of Yahoo! Dismissal pursuant to Delaware law pursuant to demand futility doctrine affirmed Kelley v. Rambus – 6th DCA (2012) – Affirmed decision in securities fraud case that claims were barred by res judicata (dismissal of parallel federal court action) Itel Corporation – USDC, N.D. CA – representation of outside directors in securities class action Matters handled as a Judge Hon. James P. Kleinberg (Ret.) | JAMS Neutral | General Biography www.jamsadr.com Page 4 of 7 Business/Commercial Hewlett Packard v. Oracle (2013) – contract dispute re: SLAPP issues resulting in billion dollar award upheld on appeal Optimal Markets v. Salant – 6th DCA (2013) – Affirmed order that denied sanctions arising out of arbitration (award also confirmed) Depalma v. Jeans – 6th DCA (2011) – Affirmed grant of summary judgment in favor of brokers in real estate transaction Walewski v. Williams – 6th DCA (2009) – Affirmed decision regarding award of attorneys’ fees pursuant to contract Garlock v. Stanley – 6th DCA (2009) – Affirmed decision regarding damages for failure to improve building California Housing v. KPMG (Peat Marwick), Santa Clara County Superior Court Vondjidis v. Hewlett Packard Company – 6th DCA (2014) Affirmed denial of class certification motion Nan Pao v. Sybase Class Action Avidor v. Sutter’s Place – 6th DCA (2013) – Affirmed decision (at close of Plaintiff’s case) in class action; found San Jose card room not in violation of law by withholding portion of gratuities received by dealers to be distributed to other employees Fireside Bank Cases – 6th DCA (2010) – Affirmed decision dismissing class actions against lender Product Liability People of State of California v. Atlantic Richfield, et.al. (“lead paint litigation”) –(2013-2014) – Court trial finding in favor of Plaintiffs affirmed on appeal by the California Court of Appeal and Supreme Court, ultimate multi-million dollar settlement Employment Onkvisit v. California State University – 6th DCA (2012) – Affirmed grant of summary judgment for Defendant in case by professor who claimed illegal demotion because he was a whistleblower Reinhard v. Home Depot – 6th DCA (2010) – Affirmed decision granting summary judgment in disability/discrimination case Spielbauer v. County of Santa Clara – California Supreme Court (2007) – Affirming decision regarding denying writ of mandate re: termination of employment Valderrama v. Santa Clara County Personnel Board – 6th DCA (2009) – Affirmed decision regarding termination of airport employee Honors, Memberships, and Professional Activities Honors, Memberships and Leadership positions Hon. James P. Kleinberg (Ret.) | JAMS Neutral | General Biography www.jamsadr.com Page 5 of 7 Appointed Co-Ombudsperson for U.S. District Court, Northern District of California, 2014 - present Advisor, Trade Secret Case Management Judicial Guide, Federal Judicial Center, 2023 Judicial Advisor, Sedona Conference, Trade Secrets Working Group, 2021 Member, California Lawyers Assocaition International Law Section, 2020 Advisor, California Lawyers Association International Law Section, 2020 Vice-Chair, American Bar Association International Law Section, International Litigation Committee, FY2020-21 Steering Group Member, Board of Directors, Association of Business Trial Lawyers, Northern California Chapter Vice Chair, Policy Subcommittee, American Bar Association International Litigation Committee, 2018-2019 Appointed Co-Ombudsperson for U.S. District Court, Northern District of California, 2014 - present Named “Judge of the Year,” Santa Clara County Trial Lawyers Association, 2014 Awarded, “Outstanding Jurist,” Santa Clara County Bar Association, 2013 Member and Advisor, Executive Committee, Litigation Section, State Bar of California, 2000- 2012 Listed, “Best Lawyers in America: Business Litigation,” Silicon Valley and San Francisco, CA, 1987-2002 Award of Merit, Bar Association of San Francisco, 1976 Holton Teaching Fellow, Haas School of Business, University of California, Berkeley Former President, Ninth Judicial Circuit Historical Society Former President and current Board Member, Hon. William A. Ingram Inn of Court Board Member, Silicon Valley Campaign for Legal Services Member, U.S. Magistrate Judge Merit Selection Panel Chair, Litigation Section, State Bar of California ADR Profile "Reality Check," Daily Journal, ADR Profile, June 12, 2015 Educational Speaking Events Panelist, "Shareholder and Corporate Disputes," California Continuing Education of the Bar, 2023 Panelist, "Litigation Boot Camp," Pincus Educational Program, 2020 Panelist, Judicial Roundtable on Trade Secrets Litigation, Sedona Conference, 2020 Annual panelist, Practicing Law Institute, San Francisco and New York Frequent panelist for Sedona Conference on Trade Secrets Issues Frequent panelist for Pincus Professional Education Background and Education Judge, Superior Court of California, Santa Clara County, 2002-2014 Partner, McCutchen, Doyle, Brown & Enersen (subsequently Bingham McCutchen), 1983- 2002 Associate and Partner (and managing partner), Petty, Andrews, Tufts & Jackson (later Jackson, Tufts, Cole & Black), 1969-1983 Hon. James P. Kleinberg (Ret.) | JAMS Neutral | General Biography www.jamsadr.com Page 6 of 7 Trial Attorney, U.S. Department of Justice, Antitrust Division, 1967-1968 J.D., University of Michigan, 1967 B.A., University of Pittsburgh, 1964 Disclaimer This page is for general information purposes. JAMS makes no representations or warranties regarding its accuracy or completeness. Interested persons should conduct their own research regarding information on this website before deciding to use JAMS, including investigation and research of JAMS neutrals. See More Hon. James P. Kleinberg (Ret.) | JAMS Neutral | General Biography www.jamsadr.com Page 7 of 7 1 PROOF OF SERVICE DNA CA, INC. v. Pacific Reserve Nursery, LLC, et al. 2 Monterey Co. Superior Court Case No. 21CV002850 3 STATE OF CALIFORNIA, COUNTY OF LOS ANGELES 4 I am employed in the County of Los Angeles, State of California. I am over the age of 18 and not a party to the within action; my business address is 555 South Flower Street, Forty-First 5 Floor, Los Angeles, California 90071. 6 On March 28, 2024, I served the foregoing document(s) described as: PLAINTIFF AND CROSS-DEFENDANTS’ PROPOSED DISCOVERY REFEREES on interested parties in this 7 action as follows: 8 SEE ATTACHED SERVICE LIST 9  (BY MAIL) I am “readily familiar” with the firm’s practice of collection and processing correspondence for mailing. Under that practice it would be deposited 10 with the United States Postal Service on that same day with postage thereon fully 11 prepaid at Los Angeles, California in the ordinary course of business. I am aware that on motion of the party served, service is presumed invalid if postal 12 cancellation date or postage meter date is more than one day after date of deposit for mailing affidavit. 13 14  (BY FEDERAL EXPRESS) I caused the aforementioned document to be placed in an envelope or package designated by Federal Express, with delivery fees fully paid and addressed as stated above. 15 16  (BY EMAIL) I caused said document(s) to be sent via e-mail to the interested parties at the e-mail address as stated above. 17 18  (PERSONAL SERVICE) I caused said document(s) listed above to be delivered the person(s) at the address(es) set forth below. 19  (BY FACSIMILE) I caused said document(s) to be transmitted electronically to the interested parties at the facsimile numbers as above. 20 21 I declare under penalty of perjury under the laws of the State of California that the above is true and correct. 22 Executed on March 28, 2024, at Los Angeles, California. 23 24 25 Diana Cardenas 26 27 28 DOCUMENT PREPARED ON RECYCLED PAPER -4- PLAINTIFF AND CROSS-DEFENDANTS’ PROPOSED DISCOVERY REFEREES 1 SERVICE LIST DNA CA, INC. v. Pacific Reserve Nursery, LLC, et al. 2 Monterey Co. Superior Court Case No. 21CV002850 3 Gene J. Stonebarger, Esq. STONEBARGER LAW, APC 4 101 Parkshore Dr., Suite 100 5 Folsom, CA 95630 Telephone: 916-235-7140 6 Email: gstonebarger@stonebargerlaw.com 7 Attorneys for Defendants Pacific Reserve Nursery, Inc., Andy D'Amico, Brook Eagle, and 8 William "Billy" Tomlinson 9 10 VIA U.S. MAIL ONLY 11 GSN CONSULTING, LLC 22790 Fuji Lane 12 Salinas, California 93908 13 GSN CONSULTING, LLC 14 26364 Carmel Rancho Lane Suite 201 15 Carmel, CA 93923 16 Defendant 17 18 19 20 21 22 23 24 25 26 27 28 DOCUMENT PREPARED ON RECYCLED PAPER -5- PLAINTIFF AND CROSS-DEFENDANTS’ PROPOSED DISCOVERY REFEREES